D'Addario Paul N. 4
4 · PEREGRINE SEMICONDUCTOR CORP · Filed Aug 13, 2012
Insider Transaction Report
Form 4
D'Addario Paul N.
Director
Transactions
- Conversion
Common Stock
2012-08-13+312,070→ 320,448 total(indirect: Palisades Qualified Investors, L.P.) - Conversion
Common Stock
2012-08-13+1,070,312→ 1,390,760 total(indirect: Palisades Ventures, L.P.) - Conversion
Common Stock
2012-08-13+1,017→ 1,391,777 total(indirect: Palisades Non-Qualified Investors, L.P.) - Conversion
Common Stock
2012-08-13+130,015→ 1,559,700 total(indirect: Palisades Ventures, L.P.) - Conversion
Series C1 Preferred Stock
2012-08-13−312,070→ 0 total(indirect: Palisades Qualified Investors, L.P.)→ Common Stock (312,070 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−37,908→ 0 total(indirect: Palisades Qualified Investors, L.P.)→ Common Stock (37,908 underlying) - Conversion
Common Stock
2012-08-13+8,378→ 8,378 total(indirect: Palisades Non-Qualified Investors, L.P.) - Conversion
Common Stock
2012-08-13+37,908→ 1,429,685 total(indirect: Palisades Qualified Investors, L.P.) - Conversion
Series C1 Preferred Stock
2012-08-13−8,378→ 0 total(indirect: Palisades Non-Qualified Investors, L.P.)→ Common Stock (8,378 underlying) - Conversion
Series C1 Preferred Stock
2012-08-13−1,070,312→ 0 total(indirect: Palisades Ventures, L.P.)→ Common Stock (1,070,312 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−1,017→ 0 total(indirect: Palisades Non-Qualified Investors, L.P.)→ Common Stock (1,017 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−130,015→ 0 total(indirect: Palisades Ventures, L.P.)→ Common Stock (130,015 underlying)
Footnotes (2)
- [F1]Each share of the Series C1 Preferred Stock and Series D1 Preferred Stock converted into 1 share of the issuer's Common Stock and had no expiration date.
- [F2]Palisades Ventures Management, LLC is the general partner of Palisades Non-Qualified Investors, L.P., Palisades Qualified Investors, L.P., and Palisades Ventures, L.P. Paul N. D'Addario, the managing member of Palisades Ventures Management, LLC, disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.