Sherwin Elton 4
4 · PEREGRINE SEMICONDUCTOR CORP · Filed Aug 14, 2012
Insider Transaction Report
Form 4
Sherwin Elton
Director
Transactions
- Conversion
Series D1 Preferred Stock
2012-08-13−924,861→ 0 total(indirect: By LLC)→ Common Stock (924,861 underlying) - Conversion
Common Stock
2012-08-13+164,391→ 355,445 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+6,164→ 361,609 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+1,317,311→ 1,678,920 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+924,861→ 2,603,781 total(indirect: By LLC) - Conversion
Series A1 Preferred Stock
2012-08-13−164,391→ 0 total(indirect: By LLC)→ Common Stock (164,391 underlying) - Conversion
Series B1 Preferred Stock
2012-08-13−6,164→ 0 total(indirect: By LLC)→ Common Stock (6,164 underlying) - Conversion
Series C1 Preferred Stock
2012-08-13−1,317,311→ 0 total(indirect: By LLC)→ Common Stock (1,317,311 underlying)
Footnotes (2)
- [F1]Each share of the issuer's Series A1 Preferred Stock, Series B1 Preferred Stock, Series C1 Preferred Stock, and Series D1 Preferred Stock converted into one share of the issuer's Common Stock and had no expiration date.
- [F2]Ridgewood Peregrine LLC is managed by Ridgewood Venture Management Corporation. Elton B. Sherwin is Senior Managing Director of Ridgewood Capital Management, LLC, an affiliate of Ridgewood Venture Management Corporation. Elton B. Sherwin disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.