Home/Filings/4/0000882104-19-000024
4//SEC Filing

Monnet Dominique 4

Accession 0000882104-19-000024

CIK 0000882104other

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 5:11 PM ET

Size

7.7 KB

Accession

0000882104-19-000024

Insider Transaction Report

Form 4
Period: 2019-03-28
Transactions
  • Award

    Common stock

    2019-03-28$3.72/sh+431,317$1,604,499653,902 total
  • Award

    Stock Option (right to buy)

    2019-03-28+2,450,0002,450,000 total
    Exercise: $3.72Exp: 2019-03-28Common stock (2,450,000 underlying)
Footnotes (2)
  • [F1]The restricted stock units will vest as follows: (a) one-third (1/3) of the shares subject to the award shall vest on the one year anniversary of January 1, 2019, (b) one-third (1/3) of the shares subject to the award shall vest on the two year anniversary of January 1, 2019, and (c) one-third (1/3) of the shares subject to the award shall vest on the three year anniversary of January 1, 2019.
  • [F2]The stock options will vest as follows: (a) 25% of the shares subject to the option shall vest on the one year anniversary of January 1, 2019 and (b) 75% of the shares subject to the option shall vest on a monthly basis pro rata over the thirty-six (36) months following the one year anniversary of January 1, 2019, provided that the recipient's continuous service has not terminated prior to the applicable vesting date, subject to earlier vesting upon a change in control and certain qualifying terminations of employment provided in the severance agreement between the issuer and the recipient.

Issuer

PDL BIOPHARMA, INC.

CIK 0000882104

Entity typeother

Related Parties

1
  • filerCIK 0001632798

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 5:11 PM ET
Size
7.7 KB