Home/Filings/4/0000882104-20-000187
4//SEC Filing

Bazaar Alan Lee 4

Accession 0000882104-20-000187

CIK 0000882104other

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 8:22 PM ET

Size

9.8 KB

Accession

0000882104-20-000187

Insider Transaction Report

Form 4
Period: 2020-11-18
Transactions
  • Exercise/Conversion

    Common stock

    2020-11-18$1.71/sh+37,080$63,40770,515 total
  • Sale

    Common stock

    2020-11-20$2.42/sh33,435$81,00310,438 total
  • Tax Payment

    Common stock

    2020-11-18$2.38/sh26,642$63,40843,873 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2020-11-18$1.71/sh37,080$63,4070 total
    Exercise: $1.71From: 2021-04-17Exp: 2030-04-17Common stock (37,080 underlying)
Footnotes (1)
  • [F1]On May 21, 2020, the Company completed the distribution to its stockholders of its shares of common stock in Evofem Biosciences, Inc., which resulted in a $0.58 reduction to the exercise price of the stock option at such time pursuant to the Company's wind-down retention plan. On October 1, 2020, the Company completed the distribution to its stockholders of its shares of common stock in LENSAR, Inc., which resulted in a $0.78 reduction to the exercise price of the stock option at such time pursuant to the Company's wind-down retention plan.

Issuer

PDL BIOPHARMA, INC.

CIK 0000882104

Entity typeother

Related Parties

1
  • filerCIK 0001296974

Filing Metadata

Form type
4
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 8:22 PM ET
Size
9.8 KB