WALTMAN FRANCIS G 4
4 · VIRTUS INVESTMENT PARTNERS, INC. · Filed Mar 16, 2021
Insider Transaction Report
Form 4
WALTMAN FRANCIS G
Head of Product Development
Transactions
- Tax Payment
Common Stock
2021-03-12−472→ 17,264.451 total - Award
Common Stock
2021-03-15+1,532→ 16,675.451 total - Tax Payment
Common Stock
2021-03-15−2,121→ 15,143.451 total - Award
Common Stock
2021-03-15+1,167→ 17,842.451 total
Holdings
- 108.533(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person.
- [F2]These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation.
- [F3]These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.
- [F4]This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 2,375 RSUs that are scheduled to vest on March 15, 2022, (iii) 1,587 RSUs that are scheduled to vest on March 15, 2023, and (iv) 389 RSUs that are scheduled to vest on March 15, 2024.