Home/Filings/4/0000883977-07-000045
4//SEC Filing

CATALINA MARKETING CORP/DE 4

Accession 0000883977-07-000045

CIK 0000883977operating

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 4:40 PM ET

Size

28.2 KB

Accession

0000883977-07-000045

Insider Transaction Report

Form 4
Period: 2007-10-01
Frier Rick
EVP & Chief Financial Officer
Transactions
  • Other

    Stock Option

    2007-10-01135,24014,760 total
    Exercise: $27.10From: 2006-03-14Exp: 2015-03-14Common Stock (135,240 underlying)
  • Other

    Stock Appreciation Right

    2007-10-0121,9500 total
    Exercise: $22.85From: 2007-04-18Exp: 2016-04-18Common Stock (21,950 underlying)
  • Other

    Stock Appreciation Right

    2007-10-0117,6200 total
    Exercise: $31.30From: 2008-02-28Exp: 2017-02-28Common Stock (17,620 underlying)
  • Other

    Common Stock

    2007-10-01$31.30/sh+17,620$551,50639,570 total
  • Other

    Common Stock

    2007-10-01$32.50/sh28,575.026$928,6880 total
  • Other

    Common Stock

    2007-10-01$24.10/sh+10,203$245,89210,203 total
  • Other

    Stock Option

    2007-10-0110,20364,797 total
    Exercise: $0.00From: 2006-08-08Exp: 2015-08-08Common Stock (10,203 underlying)
  • Other

    Common Stock

    2007-10-01$27.10/sh+135,240$3,665,004135,240 total
  • Other

    Common Stock

    2007-10-01$22.85/sh+21,950$501,55821,950 total
Footnotes (3)
  • [F1]Prior to 10/1/07, such Performance Based Restricted Stock would become fully vested 3 years from the grant date if the Company met certain thresholds for a specified cumulative performance metric or such Service Based Restricted Stock would become fully vested 4 years from the grant date subject to continued employment at the Company or a subsidiary throughout the vesting period. Immediately prior to the effective time of the merger of Checkout Acquisition Corp. with and into the issuer, the restricted stock became fully vested and was converted into the right to receive $32.50 per share, without interest and less any required withholding taxes.
  • [F2]Prior to 10/1/07, such Stock Appreciation Rights would become fully vested 4 years from the grant date, vesting annualy at a rate of 25% per year beginning on the one year anniversary of the grant date, subject to continued employment at the Company or a subsidiary throughout the vesting period. Immediately prior to the effective time of the merger of Checkout Acquisition Corp. with and into the issuer, the Stock Appreciatioin Rights became fully vested and were converted into the right to receive a cash payment equal to the number of shares of Catalina common stock underlying such Catalina Stock Appreciation Right multiplied by the amount which $32.50 exceeded the exercise price of each Stock Appreciation Right, without interest and less any required withholding taxes.
  • [F3]Prior to 10/1/07, such Stock Options would become fully vested 4 years from the grant date, vesting annualy at a rate of 25% per year beginning on the one year anniversary of the grant date, subject to continued employment at the Company or a subsidiary throughout the vesting period. Immediately prior to the effective time of the merger of Checkout Acquisition Corp. with and into the issuer, the Stock Options became fully vested and were converted into the right to receive a cash payment equal to the number of shares of Catalina common stock underlying such Catalina Stock Option multiplied by the amount which $32.50 exceeded the exercise price of each Stock Option, without interest and less any required withholding taxes.

Issuer

CATALINA MARKETING CORP/DE

CIK 0000883977

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000883977

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 4:40 PM ET
Size
28.2 KB