Fain Richard D 4
4 · ROYAL CARIBBEAN CRUISES LTD · Filed Feb 12, 2024
Insider Transaction Report
Form 4
Fain Richard D
DirectorChairman & CEO
Transactions
- Gift
Common Stock
2023-12-05−6,144→ 79,281 total(indirect: By Trust) - Award
Common Stock
2024-02-08+124,330→ 252,371 total - Award
Common Stock
2024-02-08+2,372→ 254,743 total
Holdings
- 210,706(indirect: See Footnotes)
Common Stock
- 24,400(indirect: See Footnotes)
Common Stock
- 355,888(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The actual number of shares underlying the award was determined by the Compensation Committee on 02/08/2024. The award vests in one installment on 03/24/2024.
- [F2]Includes 89,888 shares returned to the reporting person from a grantor retained annuity trust.
- [F3]Represents shares of common stock underlying restricted stock units granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 29, 2025, or (ii) date of the Issuer's 2025 Annual Meeting of Shareholders.
- [F4]Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
- [F5]The reporting person disclaims beneficial ownership of some or all of these shares.
- [F6]Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.