Home/Filings/4/0000886744-09-000076
4//SEC Filing

EARP DAVID 4

Accession 0000886744-09-000076

CIK 0000886744other

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 9:24 PM ET

Size

18.5 KB

Accession

0000886744-09-000076

Insider Transaction Report

Form 4
Period: 2009-05-29
EARP DAVID
SVP Bus Dev, Chief Patnt Couns
Transactions
  • Award

    Common Stock

    2009-05-29+25,000151,251 total
  • Award

    Common Stock

    2009-05-29+40,000191,251 total
  • Award

    Stock Option (right to buy)

    2009-05-29$6.52/sh+20,000$130,400711,250 total
    Exercise: $6.52Exp: 2019-05-29Common Stock (20,000 underlying)
  • Award

    Stock Option (right to buy)

    2009-05-29$6.52/sh+35,000$228,200691,250 total
    Exercise: $6.52Exp: 2019-05-29Common Stock (35,000 underlying)
  • Award

    Stock Option (right to buy)

    2009-05-29$6.52/sh+50,000$326,000656,250 total
    Exercise: $6.52Exp: 2019-05-29Common Stock (50,000 underlying)
  • Sale

    Common Stock

    2009-05-29$6.35/sh2,277$14,459126,251 total
  • Award

    Stock Option (right to buy)

    2009-05-29$6.52/sh+25,000$163,000736,250 total
    Exercise: $6.52Exp: 2019-05-29Common Stock (25,000 underlying)
Footnotes (8)
  • [F1]Shares sold in payment of payroll tax withholdings in connection with vesting of restricted stock award.
  • [F2]The shares of restricted stock will remain subject to a repurchase right of Geron over four years, during such time the repurchase right will lapse with respect to 25% of such shares on each anniversary date of May 28, 2009. The lapse of Geron's repurchase right is conditioned on the employee continuing to provide services to Geron through each vesting date.
  • [F3]The shares of restricted stock will remain subject to a repurchase right of Geron until May 28, 2010, at which time such repurchase right will lapse with respect to 25% of such shares. Geron's repurchase right will lapse with respect to the balance of the shares on May 28, 2011. The lapse of Geron's repurchase right is conditioned on the employee continuing to provide services to Geron through each vesting date.
  • [F4]This option is exercisable in a series of 48 consecutive equal monthly installments commencing May 29, 2009, provided the optionee continues to provide services to the Company.
  • [F5]Balance reflects expiration of options during 2009.
  • [F6]This option is exercisable in a series of 24 consecutive equal monthly installments commencing April 13, 2009, provided the optionee continues to provide services to the Company.
  • [F7]This option is exercisable in a series of 24 consecutive equal monthly installments commencing October 2, 2009, provided the optionee continues to provide services to the Company.
  • [F8]This option is exercisable in a series of 24 consecutive equal monthly installments commencing December 18, 2009, provided the optionee continues to provide services to the Company.

Issuer

GERON CORP

CIK 0000886744

Entity typeother

Related Parties

1
  • filerCIK 0001187021

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 9:24 PM ET
Size
18.5 KB