ROSENFIELD STEPHEN 4

Accession 0000886744-18-000045

CIK 0000886744other

View on SEC.gov Company Profile

Filed

Aug 23, 8:00 PM ET

Accepted

Aug 24, 9:32 PM ET

Size

40.1 KB

Accession

0000886744-18-000045

Insider Transaction Report

Form 4

Period: 2018-08-24

GERON CORPGERN

ROSENFIELD STEPHEN

Secretary

Transactions

Exercise/Conversion
Common Stock
2018-08-24$1.51/sh+420,000$634,200→ 420,000 total
Sale
Common Stock
2018-08-24$4.51/sh−36,000$162,360→ 0 total
Exercise/Conversion
Common Stock
2018-08-24$2.22/sh+36,000$79,920→ 36,000 total
Sale
Common Stock
2018-08-24$4.51/sh−420,000$1,894,200→ 0 total
Exercise/Conversion
Common Stock
2018-08-24$2.14/sh+425,000$909,500→ 425,000 total
Exercise/Conversion
Common Stock
2018-08-24$1.41/sh+200,000$282,000→ 200,000 total
Sale
Common Stock
2018-08-24$4.51/sh−425,000$1,916,750→ 0 total
Sale
Common Stock
2018-08-24$4.51/sh−200,000$902,000→ 0 total
Sale
Common Stock
2018-08-24$4.51/sh−112,500$507,375→ 0 total
Exercise/Conversion
Common Stock
2018-08-24$2.45/sh+37,500$91,875→ 37,500 total
Exercise/Conversion
Stock Option (Right to Buy)
2018-08-24−36,000→ 0 total
Exercise: $2.22Exp: 2021-11-01→ Common Stock (36,000 underlying)
Exercise/Conversion
Common Stock
2018-08-24$2.54/sh+131,250$333,375→ 131,250 total
Exercise/Conversion
Stock Option (Right to Buy)
2018-08-24−420,000→ 0 total
Exercise: $1.51Exp: 2023-02-12→ Common Stock (420,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2018-08-24−112,500→ 0 total
Exercise: $2.15Exp: 2027-02-09→ Common Stock (112,500 underlying)
Sale
Common Stock
2018-08-24$4.51/sh−131,250$591,938→ 0 total
Exercise/Conversion
Common Stock
2018-08-24$2.15/sh+112,500$241,875→ 112,500 total
Sale
Common Stock
2018-08-24$4.51/sh−37,500$169,125→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2018-08-24−131,250→ 0 total
Exercise: $2.54Exp: 2026-02-11→ Common Stock (131,250 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2018-08-24−37,500→ 0 total
Exercise: $2.45Exp: 2028-01-31→ Common Stock (37,500 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2018-08-24−425,000→ 0 total
Exercise: $2.14Exp: 2022-02-16→ Common Stock (425,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2018-08-24−200,000→ 0 total
Exercise: $1.41Exp: 2022-05-17→ Common Stock (200,000 underlying)

Footnotes (5)

[F1]Option was fully vested.
[F2]This option vests in a series of 48 consecutive equal monthly installments commencing February 11, 2016, provided the optionee continues to provide services to the Company.
[F3]This option vests in a series of 48 consecutive equal monthly installments commencing February 9, 2017, provided the optionee continues to provide services to the Company.
[F4]This option vests in a series of 48 consecutive equal monthly installments commencing January 31, 2018, provided the optionee continues to provide services to the Company.
[F5]This transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 13, 2018.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

GERON CORP

CIK 0000886744

→

Entity typeother

Related Parties

filerCIK 0001238623

Filing Metadata

Form type: 4
Filed: Aug 23, 8:00 PM ET
Accepted: Aug 24, 9:32 PM ET
Size: 40.1 KB

View on SEC.gov