Home/Filings/4/0000886982-23-000015
4//SEC Filing

GOLDMAN SACHS & CO. LLC 4

Accession 0000886982-23-000015

CIK 0001645070other

Filed

Dec 25, 7:00 PM ET

Accepted

Dec 26, 6:02 PM ET

Size

15.2 KB

Accession

0000886982-23-000015

Insider Transaction Report

Form 4
Period: 2023-12-13
Transactions
  • Purchase

    Common Stock

    2023-12-22$13.44/sh+157$2,11049,808,542 total(indirect: See footnotes)
  • Sale

    Common Stock

    2023-12-13$13.58/sh157$2,13249,808,484 total(indirect: See footnotes)
Transactions
  • Sale

    Common Stock

    2023-12-13$13.58/sh157$2,13249,808,484 total(indirect: See footnotes)
  • Purchase

    Common Stock

    2023-12-22$13.44/sh+157$2,11049,808,542 total(indirect: See footnotes)
Transactions
  • Sale

    Common Stock

    2023-12-13$13.58/sh157$2,13249,808,484 total(indirect: See footnotes)
  • Purchase

    Common Stock

    2023-12-22$13.44/sh+157$2,11049,808,542 total(indirect: See footnotes)
Transactions
  • Purchase

    Common Stock

    2023-12-22$13.44/sh+157$2,11049,808,542 total(indirect: See footnotes)
  • Sale

    Common Stock

    2023-12-13$13.58/sh157$2,13249,808,484 total(indirect: See footnotes)
Transactions
  • Sale

    Common Stock

    2023-12-13$13.58/sh157$2,13249,808,484 total(indirect: See footnotes)
  • Purchase

    Common Stock

    2023-12-22$13.44/sh+157$2,11049,808,542 total(indirect: See footnotes)
Footnotes (5)
  • [F1]The reported activity represents use of a Goldman Sachs firm error account to make whole a client who, due to issues in the Nasdaq exchange's FIX / RASH order handling system, failed to receive STER shares that the client purchased on the exchange on December 13, 2023. Without conceding this trading activity can result in liability under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) will be remitted to the Issuer.
  • [F2]Each of Goldman Sachs, BSPI and BSCA (each as defined below) is a wholly owned subsidiary of GS Group (as defined below). Goldman Sachs is the manager of each of BSPI and BSCA and the investment manager of Checkers. BSCA is the general partner of Checkers. Because of the relationships among the Reporting Persons, each of GS Group and Goldman Sachs may be deemed a beneficial owner of Common Stock held by Checkers, BSPI and BSCA, and BSCA may be deemed a beneficial owner of Common Stock held by Checkers.
  • [F3]This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), Broad Street Principal Investments, L.L.C. ("BSPI"), Checkers Control Partnership, L.P. ("Checkers"), and Broad Street Control Advisors, L.L.C. ("BSCA" and, together with GS Group, Goldman Sachs, BSPI and Checkers, the "Reporting Persons").
  • [F4]Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F5]As of September 13, 2023, Checkers holds 32,928,405 shares of Common Stock, BSPI holds 16,878,275 shares of Common Stock and BSCA holds 1,064 shares of Common Stock. In addition, as of June 30, 2023, GS Group and Goldman Sachs are deemed to beneficially own all of the abovementioned shares of Common Stock and are deemed to beneficially own an additional 740 shares of Common Stock.

Issuer

Sterling Check Corp.

CIK 0001645070

Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0000769993

Filing Metadata

Form type
4
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 6:02 PM ET
Size
15.2 KB