13F-HR 1 s11-7385_13f.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Austin Investment Management Inc Address: 520 Madison Avenue, 28th Floor New York, NY 10022 Form 13F File Number: 28-11945 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Rheema Pike Title: Chief Compliance Officer Phone: 212-888-9292 Signature, Place, and Date of Signing: s/ Rheema Pike New York, NY May 9, 2007 [Signature] [City, State] [Date] Report Type (Check only one.): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 123 Form 13F Information Table Value Total: $177,129 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.]

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- --------- -------- -------- -------- ---------- -------- -------- Value SHRS OR SH/ Investment Other Voting Authority Name of Issuer Title of Class CUSIP (x1000) PRN AMT PRN Discretion Managers Sole Shared None -------------- -------------- --------- ------- ------- --- --------- --------- ------- ------- ----- 1/100 Berk Hath CL A CL A 084990175 ~~4950~~4904 4500 SH SOLE X 3m Co Com COM 88579Y101 ~~1055~~989 ~~13550~~12950 SH SOLE X AT&T, Inc. COM 00206R102 ~~887~~1014 ~~24809~~25738 SH SOLE X Abbott Laboratories COM 002824100 1999 35826 SH SOLE X American Express Co COM 025816109 ~~2954~~2859 ~~48700~~50700 SH SOLE X ~~Ameriprise~~Apple ~~Financial~~ Inc. COM ~~03076C106~~037833100 ~~443~~102 ~~8120~~1100 SH SOLE X Applied Materials Inc. COM 038222105 ~~166~~320 ~~9000~~17500 SH SOLE X Applied Materials Inc. COM 038222105 ~~592~~586 ~~40000~~32000 SH SHARED-DEFINED X Aqua America Inc. COM 03836W103 ~~1001~~978 ~~43947~~43573 SH SOLE X Avx Corp New Com COM 002444107 ~~1339~~1364 ~~90600~~89800 SH SOLE X Avx Corp New Com COM 002444107 ~~592~~608 40000 SH SHARED-DEFINED X Baker Hughes Inc. COM 057224107 ~~7141~~7176 ~~95650~~108525 SH SOLE X Bank Of America Corp. COM 060505104 ~~1154~~1103 21630 SH SOLE X Bank Of ~~New~~NY ~~York~~ Co Inc - W/Rts COM 064057102 ~~210~~216 5336 SH SOLE X Bausch & Lomb COM 071707103 ~~208~~204 4000 SH SHARED-DEFINED X Boston Scientific ~~Corp~~ COM ~~101137107~~101137103 ~~945~~727 ~~55000~~50000 SH SHARED-DEFINED X BPBoswell J G CO COM 101205102 235 334 SH SOLE X Bp Amoco Plc-Spons Adr SPONSORED ADR 055622104 ~~217~~209 3234 SH SOLE X Bristol Myers Squibb Co COM 110122108 ~~1047~~4321 ~~39800~~155685 SH SOLE X Bristol Myers Squibb Co COM 110122108 ~~921~~971 35000 SH SHARED-DEFINED X Broadcom Corp. Cl A COM 111320107 160 5000 SH SOLE X Burlington Northern Inc. COM 12189T104 ~~4345~~4664 ~~58875~~58000 SH SOLE X ~~California~~Cali Wtr Svc Grp Com COM 130788102 ~~165~~149 ~~4100~~3900 SH SOLE X Cedar Fair L.P. DEPOSITORY UNIT 150185106 ~~100~~102 3600 SH SOLE X Chevron Corp Com COM 166764100 ~~5891~~5917 ~~80118~~80010 SH SOLE X ~~Chicago~~Chic ~~Bridge~~Brdg & Iron NNY YReg ~~Registry~~ Sh NY REGISTRY SHS 167250109 ~~5690~~5649 ~~208125~~183725 SH SOLE X Chic Brdg & Iron NY Reg Sh NY REGISTRY SHS 167250109 215 7000 SH SHARED-DEFINED X Cincinnati Financial Corp COM 172062101 ~~124~~116 2756 SH SOLE X Cisco Systems COM 17275R102 ~~5385~~5024 ~~197052~~196816 SH SOLE X Citigroup Inc. COM 172967101 ~~605~~532 ~~10875~~10375 SH SOLE X Coherent Inc. COM 192479103 158 5000 SH SHARED-DEFINED X Colgate Palmolive Co COM 194162103 ~~377~~386 5780 SH SOLE X Commscope Inc COM 203372107 ~~274~~386 9000 SH SHARED-DEFINED X Conocophillips Com COM 20825C104 ~~1683~~1811 ~~23404~~26504 SH SOLE X Consolidated Edison Inc. COM 209115104 ~~1597~~1619 ~~33225~~31725 SH SOLE X Corning Inc. CALL 219350105 486 21400 SH SOLE X Costco Wholesale Corp. COM 22160K105 ~~401~~409 7600 SH SOLE X Covanta Holding Corp. COM 22282E102 ~~217~~218 9847 SH SOLE X Diageo Plc-ADR SPONSORED ADR NEW 25243Q205 809 10000 SH SHARED-DEFINED X Duke ~~Power~~Energy CoCorp. COM 26441C105 ~~5691~~3479 ~~171373~~171473 SH SOLE X East Group Properties Inc COM 277276101 ~~460~~438 8600 SH SOLE X Eli Lilly & Co COM 532457108 ~~1320~~1435 ~~25337~~26728 SH SOLE X Encana Corp. COM 292505104 ~~7685~~8895 ~~167254~~175704 SH SOLE X Encana Corp. COM 292505104 1772 35000 SH SHARED-DEFINED X Essex Ppty Tr Inc Com COM 297178105 ~~426~~427 3300 SH SOLE X Exelon Corp. COM 30161N101 ~~226~~251 3654 SH SOLE X Exxon Mobil Corp. COM 30231G102 ~~3419~~3344 ~~44630~~44330 SH SOLE X Finisar Corp COM 31787A101 280 80000 SH SOLE X Fording Canadian Coal Tr TR UNIT 345425102 132 6000 SH SOLE X Fording Canadian Coal Tr TR UNIT 345425102 552 25000 SH SHARED-DEFINED X Fpl Group Inc. COM 302571104 ~~282~~318 5200 SH SOLE X General Electric Co COM 369604103 ~~318~~302 8550 SH SOLE X ~~Grant~~Golar ~~Prideco~~Lng ~~Inc.~~Ltd ~~COM~~SHS ~~38821G101~~G9456A100 ~~2169~~611 ~~54550~~45000 SH ~~SOLE~~SHARED-DEFINED X ~~Hollis-Eden~~Grant ~~Pharmaceutical~~Prideco Inc. COM ~~435902101~~38821G101 ~~326~~2813 ~~62000~~56450 SH SOLE X Home Depot COM 437076102 ~~1272~~1136 ~~31675~~30925 SH SOLE X Home Depot COM 437076102 ~~602~~551 15000 SH SHARED-DEFINED X Honeywell Inc COM 438516106 ~~6003~~6257 ~~132700~~135850 SH SOLE X IBM Corp COM 459200101 1491 15825 SH SOLE X IDT Corp CL. B CL B 448947309 ~~327~~340 ~~25000~~30000 SH SHARED-DEFINED X Infineon Tech - Adr SPONSORED ADR 45662N103 ~~423~~546 ~~30200~~35100 SH SOLE X Intel Corp. COM 458140100 ~~304~~573 ~~15000~~30000 SH SHARED-DEFINED X Internet Commerce Cl A CL A 46059F109 ~~1023~~817 ~~322730~~344930 SH SOLE X Johnson & Johnson COM 478160104 ~~1659~~1502 ~~25130~~24930 SH SOLE X Lehman Bro Holdings Inc. COM 524908100 113 1616 SH SOLE X Level 3 Communications COM 52729N100 ~~560~~734 ~~100100~~120400 SH SOLE X Mcgrath Rentcorp Com COM 580589109 158 5000 SH SOLE X Mellon Financial Corp. COM 58551A108 ~~5067~~5250 ~~120234~~121714 SH SOLE X Mellon Financial Corp. COM 58551A108 ~~337~~345 8000 SH SHARED-DEFINED X Merck & Co Inc. COM 589331107 ~~174~~176 4000 SH SOLE X Microsoft Corp. COM 594918104 ~~611~~570 20480 SH SOLE X ~~Monster~~Millea ~~Worldwide~~Holdings Inc. ~~COM~~Adr ~~611742107~~ADR ~~116~~60032R106 ~~2500~~184 5000 SH SOLE X Mueller Water Products COM SER A 624758108 414 30000 SH SHARED-DEFINED X Nabors Industries Inc. SHS G6359F103 ~~125~~272 ~~4200~~9200 SH SOLE X ~~News~~Nat. Semiconductor Corp COM 637640103 164 6800 SH SOLE X News Corporation CL A CL A 65248E104 ~~773~~832 36000 SH SHARED-DEFINED X Nexen Inc. COM 65334H102 ~~550~~858 ~~10000~~14000 SH SOLE X Noble Corporation Shs SHS G65422100 ~~5158~~5329 67740 SH SOLE X Novell Inc. COM 670006105 ~~563~~602 ~~90900~~83400 SH SOLE X Oneok Partners LP UNIT LTD PARTN 68268N103 ~~3613~~3879 ~~57050~~57475 SH SOLE X Oracle Systems Corp COM 68389X105 ~~1729~~1829 100900 SH SOLE X ~~Patterson-UTI Energy COM 703481101 232 10000 SH SHARED-DEFINED X~~ Pepsico, Inc. COM 713448108 ~~1035~~1051 16550 SH SOLE X Pfizer Inc COM 717081103 ~~1127~~1077 ~~43531~~42671 SH SOLE X Pinnacle West Capital Corp. COM 723484101 ~~131~~125 2600 SH SOLE X Procter & Gamble Co. COM 742718109 ~~1303~~1269 ~~20277~~20102 SH SOLE X Qualcomm Inc. COM 747525103 102 2400 SH SOLE X Reading ~~Int~~Internat Class A CLCOM A 755408101 ~~422~~443 ~~51200~~52000 SH SOLE X Rio Tinto Plc Sp SPONSORED ADR 767204100 341 1500 SH SHARED-DEFINED X Rohm & Haas Co. COM 775371107 ~~894~~982 ~~17500~~19000 SH SOLE X Schering Plough Corp-W/Rts COM 806605101 ~~7130~~8255 ~~301625~~323625 SH SOLE X Schering Plough Corp-W/Rts COM 806605101 ~~946~~1071 ~~40000~~42000 SH SHARED-DEFINED X Schlumberger Ltd COM 806857108 ~~2024~~2249 ~~32050~~32550 SH SOLE X Six Flags Inc. COM 83001P109 582 96900 SH SOLE X Spectra Energy Corp. COM 847560109 ~~316~~3096 ~~11100~~117880 SH SOLE X ~~St.~~Spectra ~~Joe~~Energy ~~Company~~Corp. COM ~~790148100~~847560109 ~~2140~~525 ~~39950~~20000 SH ~~SOLE~~SHARED-DEFINED X St. Joe Company COM 790148100 ~~482~~2084 ~~9000~~39850 SH ~~SHARED-DEFINED~~SOLE X St. ~~Paul~~Joe ~~Travelers~~Company ~~Cos Inc.~~COM ~~792860108~~790148100 ~~107~~471 ~~2000~~9000 SH ~~SOLE~~SHARED-DEFINED X Sycamore Networks Inc. COM 871206108 ~~282~~280 75000 SH SHARED-DEFINED X TXU Corp. COM 873168108 ~~5055~~2966 ~~93250~~46275 SH SOLE X Tejon Ranch Co. COM 879080109 ~~5845~~5114 ~~104675~~108125 SH SOLE X Tejon Ranch Co. COM 879080109 ~~558~~525 ~~10000~~20000 SH SHARED-DEFINED X Tellabs Inc COM 879664100 ~~1314~~1263 ~~128130~~127630 SH SOLE X Tellabs Inc COM 879664100 ~~513~~495 50000 SH SHARED-DEFINED X Texas Instruments COM 882508104 ~~230~~240 8000 SH SOLE X Textron Inc. COM 883203101 ~~1448~~960 ~~15450~~10700 SH SOLE X Time Warner Inc. COM 887317105 ~~1089~~986 50000 SH SHARED-DEFINED X Travelers Companies Inc. COM 89417E109 103 2000 SH SOLE X U S G Corp Com New COM NEW 903293405 ~~4495~~3881 ~~82030~~83155 SH SOLE X United ~~Technologies~~Parcel ~~Corp~~Service Inc. COM ~~913017109~~911312106 ~~562~~140 ~~9000~~2000 SH ~~SOLE~~SHARED-DEFINED X United ~~Utlities~~Technologies ~~Plc~~Corp. ~~SPONSORED~~COM ~~ADR~~913017109 ~~91311Q105~~585 ~~2138~~9000 ~~69600~~ SH SOLE X ~~Veritas~~United ~~DGC~~Utlities ~~Inc.~~Plc ~~COM~~SPONSORED ~~92343P107~~ADR ~~214~~91311Q105 ~~2500~~2081 70100 SH SOLE X ~~Veritas~~Universal ~~DGC~~Display ~~Inc~~Corp. COM ~~92343P107~~91347P105 ~~428~~377 ~~5000~~25000 SH ~~SHARED-DEFINED~~SOLE X Verizon Communications COM 92343V104 ~~234~~238 6296 SH SOLE X Vornado Rlty Tr Sh Ben Int SH BEN INT 929042109 ~~2575~~2530 21200 SH SOLE X WCI Communities Inc. COM 92923C104 320 15000 SH SOLE X Walgreen Co COM 931422109 ~~2638~~2528 ~~57500~~55100 SH SOLE X Wal-Mart Stores COM 931142103 ~~693~~1267 ~~15000~~27000 SH SHARED-DEFINED X Wash Real Est ~~Inv~~Invt Trust SH BEN INT 939653101 ~~404~~355 ~~10100~~9500 SH SOLE X Waters Corp. COM 941848103 ~~132~~156 2700 SH SOLE X Watts Water Tech Inc-CL A CL A 942749102 ~~3506~~3240 ~~85300~~85200 SH SOLE X Watts Water Tech Inc-CL A CL A 942749102 ~~411~~380 10000 SH SHARED-DEFINED X White Mtns Ins Group Ltd COM G9618E107 ~~579~~986 ~~1000~~1741 SH SOLE X Wrigley Wm Jr Co COM 982526105 ~~1197~~1179 23150 SH SOLE X Wyeth Com COM 983024100 ~~575~~565 11300 SH SOLE X Total: ~~161549~~177129

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