Home/Filings/4/0000891098-11-000025
4//SEC Filing

Goolsby James W Jr 4

Accession 0000891098-11-000025

CIK 0000891098other

Filed

Jul 31, 8:00 PM ET

Accepted

Aug 1, 7:25 PM ET

Size

21.7 KB

Accession

0000891098-11-000025

Insider Transaction Report

Form 4
Period: 2011-07-28
Goolsby James W Jr
E.V.P. & General Counsel
Transactions
  • Award

    Sterling Bancshares, Inc. Common Stock; $1.00 par value

    2011-07-28$7.73/sh+10,909$84,32775,935 total
  • Tax Payment

    Sterling Bancshares, Inc. Common Stock; $1.00 par value

    2011-07-28$7.73/sh2,359$18,23573,576 total
  • Disposition to Issuer

    Sterling Bancshares, Inc. Common Stock; no par value

    2011-07-2870,1450 total
  • Tax Payment

    Sterling Bancshares, Inc. Common Stock; $1.00 par value

    2011-07-28$7.73/sh3,431$26,52270,145 total
  • Disposition to Issuer

    Employee Stock Option

    2011-07-282,5000 total
    Exercise: $11.41From: 2007-10-01Exp: 2017-10-01Common Stock (2,500 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2011-07-288,0000 total
    Exercise: $9.94From: 2008-04-01Exp: 2018-04-01Common Stock (8,000 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2011-07-2824,0300 total
    Exercise: $5.60From: 2010-04-01Exp: 2020-04-01Common Stock (24,030 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2011-07-288,4530 total
    Exercise: $8.86From: 2002-02-22Exp: 2012-02-22Common Stock (8,453 underlying)
  • Award

    Sterling Bancshares, Inc. Common Stock; $1.00 par value

    2011-07-28$7.73/sh+7,500$57,97565,026 total
  • Disposition to Issuer

    Employee Stock Option

    2011-07-287,5000 total
    Exercise: $6.54From: 2009-04-01Exp: 2019-04-01Common Stock (7,500 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to merger agreement between issuer and Comerica Incorporated ("CMA"). For each share of SBIB common stock, the reporting person received .2365 of a share of CMA common stock having a market value of $32.68 per share on the effective date of the merger.
  • [F2]The stock options were assumed by CMA in the merger. Each stock option was converted into the right to purchase .2365 of a share of CMA common stock, with a corresponding adjustment to the exercise price.

Issuer

STERLING BANCSHARES INC

CIK 0000891098

Entity typeother

Related Parties

1
  • filerCIK 0001453725

Filing Metadata

Form type
4
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 7:25 PM ET
Size
21.7 KB