4//SEC Filing
KLAUS L GEORGE 4
Accession 0000891178-11-000022
CIK 0000891178other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 6:18 PM ET
Size
21.0 KB
Accession
0000891178-11-000022
Insider Transaction Report
Form 4
KLAUS L GEORGE
DirectorCEO & President
Transactions
- Sale
Common Stock
2011-05-16$12.50/sh−3,365,788$42,072,350→ 66,667 total - Disposition to Issuer
Employee Stock Option
2011-05-16−272,000→ 100,000 totalExercise: $1.15From: 2003-08-20Exp: 2011-08-20→ Common Stock (272,000 underlying) - Disposition to Issuer
Common Stock
2011-05-16−20,000→ 0 total(indirect: By Spouse) - Disposition to Issuer
Employee Stock Option
2011-05-16−35,000→ 12,812 total(indirect: By Spouse)Exercise: $15.21From: 2008-10-26Exp: 2014-10-26→ Common Stock (35,000 underlying) - Disposition to Issuer
Employee Stock Option
2011-05-16−7,812→ 5,000 total(indirect: By Spouse)Exercise: $12.74From: 2008-01-02Exp: 2014-01-02→ Common Stock (7,812 underlying) - Disposition to Issuer
Employee Stock Option
2011-05-16−5,000→ 0 total(indirect: By Spouse)Exercise: $10.39From: 2006-07-19Exp: 2014-07-19→ Common Stock (5,000 underlying) - Disposition to Issuer
Common Stock
2011-05-16−66,667→ 0 total - Disposition from Tender
Common Stock
2011-05-16$12.50/sh−313,969$3,924,613→ 20,000 total(indirect: By Spouse) - Disposition to Issuer
Employee Stock Option
2011-05-16−100,000→ 0 totalExercise: $8.12From: 2008-05-02Exp: 2018-05-02→ Common Stock (100,000 underlying)
Footnotes (4)
- [F1]Private sale to Element Merger Sub,. Inc. ("Element") for $12.50 per share pursuant to the terms of a Non-Tender and Support Agreement between the reporting person and Element and in connection with the merger agreement between issuer, Element and Eagle Parent, Inc.
- [F2]In an exempt disposition to the issuer under rule 16b-3(e), the issuer exercised its right of repurchase on the restricted shares indicated herein.
- [F3]This option, which was fully vested at the time of disposition, was cancelled in the merger in exchange for a cash payment representing the difference between the exercise price of the option and the $12.50 per share merger price.
- [F4]This option, which was fully vested at the time of disposition, was cancelled in the merger.
Documents
Issuer
EPICOR SOFTWARE CORP
CIK 0000891178
Entity typeother
Related Parties
1- filerCIK 0001169915
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 6:18 PM ET
- Size
- 21.0 KB