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LONDON PACIFIC GROUP 1990 EMPLOYEE SHARE OPTION TRUST 4/A

Accession 0000891377-09-000014

CIK 0000891377other
View on SEC.govCompany Profile

Filed

Aug 2, 8:00 PM ET

Accepted

Aug 3, 7:40 PM ET

Size

13.9 KB

Accession

0000891377-09-000014

Insider Transaction Report

Form 4/AAmended
Period: 2009-07-31
BERKELEY TECHNOLOGY LTDbklyy.pk
LONDON PACIFIC GROUP 1990 EMPLOYEE SHARE OPTION TRUST
10% Owner
Transactions
  • Expiration (Short)

    obligation to sell Ordinary shares of 5 cents each

    2009-07-31−1,000,000→ 0 total
    Exercise: $0.15Exp: 2009-07-31→ Ordinary shares of 5 cents each (1,000,000 underlying)
  • Expiration (Short)

    Obligation to sell Ordinary Shares of 5 cents each

    2009-07-31−1,000,000→ 1,450,000 total
    Exercise: $0.31Exp: 2009-07-31→ Ordinary Shares of 5 cents each (1,000,000 underlying)
  • Expiration (Short)

    Obligation to sell Ordinary shares of 5 cents each

    2009-07-31−1,000,000→ 190,000 total
    Exercise: $0.43Exp: 2009-07-31→ Ordinary shares of 5 cents each (1,000,000 underlying)
  • Expiration (Short)

    Obligation to sell Ordinary shares of 5 cents each

    2009-07-31−200,000→ 0 total
    Exercise: $2.46Exp: 2009-07-31→ Ordinary shares of 5 cents each (200,000 underlying)
Footnotes (4)
  • [F1]1,000,000 options granted on March 27,2007 with an exercise price of 10 cents each (later repriced to 31 cents each on August 19, 2008), vesting at 25% per year on March 27, 2008 , 2009, 2010 and 2011. The London Pacific Group 1990 Employee Share Option Trust (ESOT) still has a remaining obligation to sell 1,450,000 shares at this excercise price and on the same vesting dates.
  • [F2]1,000,000 options granted on May 14, 2005 with an exercise price of 15 cents each vesting at 25% per year on May 14, 2006 , 2007, 2008 and 2009. The ESOT has no remaining obligation to sell shares at this excercise price.
  • [F3]1,000,000 options granted on June 11, 2002 with an exercise price of 43 cents eachvesting at 25% per year on June 11, 2003 , 2004, 2005 and 2006. The ESOT still has a remaining obligation to sell 190,000 shares at this excercise price and on the same vesting dates.
  • [F4]200,000 options granted on March 21, 2001 with an exercise price of $2.46 each vesting at 25% per year on March 21, 2002 , 2003, 2004 and 2005. The ESOT has no remaining obligation to sell shares at this excercise price.

Documents

1 file

Issuer

BERKELEY TECHNOLOGY LTD

CIK 0000891377

→
Entity typeother

Related Parties

1
  • filerCIK 0001114379

Filing Metadata

Form type
4/A
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 7:40 PM ET
Size
13.9 KB
View on SEC.gov