13F-HR 1 d27239_13f-hr.txt 13F ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 2001 -------------------------------------------------------------------------------- (Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. WTG & CO., LP -------------------------------------------------------------------------------- Name of Institutional Investment Manager 500 PARK AVENUE NY NY 10022 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) ROBERT M. BURNAT 212-935-6655 CONTROLLER -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ------------------------------------ATTENTION----------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of NY and State of NY on the 2nd day of November, 2001. WTG & CO., L.P. ------------------------------------------ (Name of Institutional Investment Manager) /s/ Robert M. Burnat ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 16 Form 13F Information Table Value Total: $ 23,720 (thousands) List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: ----------------------- ------------- ----------------------- ------------- 1. SEE ATTACHED 6. ----------------------- ------------- ----------------------- ------------- 2. 7. ----------------------- ------------- ----------------------- ------------- 3. 8. ----------------------- ------------- ----------------------- ------------- 4. 9. ----------------------- ------------- ----------------------- ------------- 5. 10. ----------------------- ------------- ----------------------- ------------- SEC 1685 (7-88)

~~FORM 13F ------------------------------------------------------------------------------------------------------------------------------------ RPT: #34 WTG & CO. TOP ACCOUNT C02451299~~ VALUATION REPORT - WITH VOTING RIGHTS ~~BASE CURRENCY: USD JUNE~~ 30~~, 2000 DATE 07~~-26Sep-0001 ~~PAGE 1~~ ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF SHARES OR INVESTMENT DISCRETION VOTING AUTHORITY NAME OF ISSUE CLASS CUSIP FAIR MARKET PRINCIPAL (A) SOLE (B) SHARED (C) OTHER (A) SOLE (B) SHARED (C) OTHER ~~LONG ACCOUNT~~ ------------------------------------------------------------------------------------------------------------------------------------ APARTMENT INVT & MGMT CO CONV PFDCL P 03748R861 $3,~~395~~382,000.00 142649.00 142649.00 142649.00 AVALON HOLDINGS CORP-A Common Stk. 05343P109 $~~308~~254,000.00 102600.00 102600.00 102600.00 BANGOR HYDRO ELEC CO Common Stk. 060077104 $21,~~658~~134,000.00 ~~100000~~42600.00 ~~100000~~42600.00 ~~100000~~42600.00 CALIFORNIA COASTAL COMM INC Common Stk. 129915203 $2,~~335~~100,000.00 500000.00 500000.00 500000.00 CARLYLE INDUSTRIES INC Common Stk. 143093102 $1918,000.00 56900.00 56900.00 56900.00 EASTERN COMPANY Common Stk. 276317104 $32,~~072~~510,000.00 200000.00 200000.00 200000.00 ~~ENDO PHARMACEUTICALS HLDGS Common Stk. 29264F205 $550,000.00 62200.00 62200.00 62200.00 EXTENDED SYSTEMS INC Common Stk. 301973103 $194,000.00 28000.00 28000.00 28000.00~~ GRIFFIN LAND & NURSERIES Common Stk. 398231100 $~~798~~581,000.00 ~~48000~~46800.00 ~~48000~~46800.00 ~~48000~~46800.00 HORIZON GROUP PROPERTIES Common Stk. 44041U102 $~~161~~154,000.00 ~~63000~~44500.00 ~~63000~~44500.00 ~~63000~~44500.00 INCYTE PHARMACEUTICALS INC 5.5 Convertible Bonds 45337CAA0 $3,~~680~~446,000.00 4940000.00 4940000.00 4940000.00 MEDQUIST INC Common Stk. 584949101 $32,~~858~~515,000.00 ~~130000~~100000.00 ~~130000~~100000.00 ~~130000~~100000.00 ~~OMNOVA SOLUTIONS INC Common Stk. 682129101 $364,000.00 50000.00 50000.00 50000.00~~ ONEIDA LTD. Common Stk. 682505102 $32,~~863~~152,000.00 ~~190000~~150000.00 ~~190000~~150000.00 ~~190000~~150000.00 O'SULLIVAN INDS HLDG INC SR PFD 12% 67104Q205 $~~253~~278,000.00 829700.00 829700.00 829700.00 PANAVISION INC (NEW) Common Stk. 69830E209 $~~340~~277,000.00 57200.00 57200.00 57200.00 ~~QUAKER OATS CO. Common Stk. 747402105 $4,563,000.00 50000.00 50000.00 50000.00~~ SJW CORP Common Stk. 784305104 $4,~~489~~300,000.00 52500.00 52500.00 52500.00 ~~SPRINGS INDUSTRIES INC. CLASS A Common Stk. 851783100 $485,000.00 11000.00 11000.00 11000.00~~ WATER PIK TECHNOLOGIES INC Common Stk. 94113U100 $1520,~~534,~~000.00 ~~181500~~65000.00 ~~181500~~65000.00 ~~181500~~65000.00 WTS/ENDO PHARMACEUTICALS HOLDIEXP12/31/2 Wts. 29264F114 $~~234~~99,000.00 ~~667300~~657300.00 ~~667300~~657300.00 ~~667300~~657300.00 TOTAL $3723,~~153~~720,000.00

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