13F-HR 1 d27705_13f-hr.txt FORM 13F ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended December 31, 2001 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. London Pacific Advisors -------------------------------------------------------------------------------- Name of Institutional Investment Manager 1755 Creekside Oaks Drive, Suite 290, Sacramento, CA 95833 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-06232 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: David L. Ruff Chief Investment Officer (916) 561-2434 -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ David L. Ruff ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Sacramento, CA January 18, 2002 ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 97 Form 13F Information Table Value Total: $ 82,515 (thousands) List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. 13F File No.: Name: 13F File No.: Name: ------------- --------------------- ------------- --------------------- 1. 28- 6. ------------- --------------------- ------------- --------------------- 2. 7. ------------- --------------------- ------------- --------------------- 3. 8. ------------- --------------------- ------------- --------------------- 4. 9. ------------- --------------------- ------------- --------------------- 5. 10. ------------- --------------------- ------------- ---------------------

London Pacific Advisors FORM 13F ~~INFORMATION~~LPA ~~TABLE~~Managed ~~VALUE~~Portfolios ~~SHARES~~December 31, 2001 Voting Authority -------------------------- Value Shares/ SHSh/ ~~PUT~~Put/ ~~INVSTMT~~Invstmt ~~OTHER~~Other ~~VOTING~~Name ~~AUTHORITY~~of ~~NAME~~Issuer OFTitle ~~ISSUER~~of ~~TITLE~~Class ~~OF CLASS~~ CUSIP (x$1000) ~~PRN~~Prn ~~AMT~~Amt ~~PRN~~Prn ~~CALL~~Call ~~DSCRETN~~Dscretn ~~MANAGERS~~Managers ~~SOLE~~Sole ~~SHARED~~Shared ~~NONE~~None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABN Amro Hldg NV ADR COM 000937102 ~~1867~~1632 ~~112343~~100259.~~311SH~~000SH SOLE ~~112343~~100259.~~311~~000 AOL Time Warner Inc COM 00184A105 ~~1726~~1519 ~~52137~~47329.~~768SH~~268SH SOLE ~~52137~~47329.~~768~~268 Alcoa Inc COM 013817101 ~~2200~~2384 ~~70946~~67060.~~484SH~~340SH SOLE ~~70946~~67060.~~484~~340 American Exp Corp COM 025816109 ~~1527~~1798 ~~52537~~50364.~~576SH~~290SH SOLE ~~52537~~50364.~~576~~290 American Home Products COM 026609107 ~~238~~313 ~~4087~~5101.000 SH SOLE ~~4087~~5101.000 American Power Conversion COM 029066107 ~~204~~268 ~~17493~~18523.000SH SOLE ~~17493~~18523.000 Anheuser Busch COM 035229103 ~~258~~358 ~~6165~~7927.000 SH SOLE ~~6165~~7927.000 Apollo Group Inc Cl A COM 037604105 ~~336~~366 ~~7997~~8125.003 SH SOLE ~~7997~~8125.003 Apple Computer Inc COM 037833100 ~~278~~390 ~~17935~~17830.000SH SOLE ~~17935~~17830.000 Applera Corp Applied Biosystem COM 038020103 ~~1311~~2056 ~~53717~~52359.~~873SH~~847SH SOLE ~~53717~~52359.~~873~~847 Astrazeneca COM 046353108 ~~258~~309 ~~5520~~6626.000 SH SOLE ~~5520~~6626.000 Atlantic Coast Airlines Hldgs. COM 048396105 306 13130.000SH SOLE 13130.000 BJs Wholesale Club Inc COM 05548J106 249 ~~5235~~5653.000 SH SOLE ~~5235~~5653.000 Banc One COM 059438101 324 8299.000 SH SOLE 8299.000 Bank of America Corp COM 060505104 ~~324~~433 ~~5540~~6886.000 SH SOLE ~~5540~~6886.000 Bank of New York Inc COM 064057102 ~~1539~~1747 ~~43982~~42821.~~720SH~~460SH SOLE ~~43982~~42821.~~720~~460 Biogen Inc COM 090597105 ~~214~~254 ~~3848~~4433.000 SH SOLE ~~3848~~4433.000 Bristol Myers Squibb COM 110122108 ~~2102~~1768 ~~37838~~34669.~~315SH~~394SH SOLE ~~37838~~34669.~~315~~394 Capital One Finl Corp COM 14040H105 ~~232~~300 ~~5043~~5563.~~000~~051 SH SOLE ~~5043~~5563.051 Caterpillar Inc COM 149123101 344 6590.357 SH SOLE 6590.357 Cemex SA Spons ADR COM 151290889 293 11850.000SH SOLE 11850.000 Citigroup COM 172967101 ~~2101~~2458 ~~51888~~48701.~~124SH~~629SH SOLE ~~51888~~48701.~~124~~629 City Natl Corp COM 178566105 ~~311~~361 ~~7207~~7702.~~000~~608 SH SOLE ~~7207~~7702.~~000~~608 ~~Computer~~Conoco ~~Assoc Intl~~ Inc. COM ~~204912109~~208251504 ~~1158~~271 ~~44981~~9585.~~523SH~~000 SH SOLE ~~44981~~9585.~~523~~000 Corning Inc COM 219350105 ~~700~~1065 ~~79400~~119418.~~863SH~~594SH SOLE ~~79400~~119418.~~863~~594 Costco Co Inc COM 22160Q102 ~~2259~~2671 ~~63536~~60191.000SH SOLE ~~63536~~60191.000 ~~Dana Corp COM 235811106 209 13415.000SH SOLE 13415.000~~ Dave & Busters, Inc. COM 23833n104 ~~136~~141 ~~23030~~22480.000SH SOLE ~~23030~~22480.000 Dell Computer Corp COM 247025109 ~~1395~~1940 ~~75306~~71372.000SH SOLE ~~75306~~71372.000 Diageo Plc Spons Adr New COM 25243Q205 ~~201~~286 ~~4851~~6191.000 SH SOLE ~~4851~~6191.000 Dow Chemical Co COM 260543103 ~~228~~295 ~~6960~~8730.000 SH SOLE ~~6960~~8730.000 Drexler Technology COM 261876102 ~~333~~456 ~~21465~~19183.000SH SOLE ~~21465~~19183.000 Duke Energy Corp COM 264399106 255 6485.000 SH SOLE 6485.000 Ericsson L M Tel Co ADR Cl B COM 294821400 61206 ~~17340~~39490.000SH SOLE ~~17340~~39490.000 Estee Lauder COM 518439104 ~~1954~~1674 ~~58938~~52219.~~591SH~~828SH SOLE ~~58938~~52219.~~591~~828 Exxon Mobil Corp COM 30231G102 ~~2164~~1975 ~~54919~~50255.~~324SH~~894SH SOLE ~~54919~~50255.~~324~~894 FYI Inc. COM 302712104 ~~289~~282 ~~7715~~8425.000 SH SOLE ~~7715~~8425.000 Fleet Boston Finl Corp COM 339030108 ~~206~~275 ~~5594~~7544.000 SH SOLE ~~5594~~7544.000 Flextronics Intl LTD Ord COM Y2573F102 ~~196~~311 ~~11847~~12956.000SH SOLE ~~11847~~12956.000 Gehl Co COM 368483103 ~~248~~273 ~~18467~~18329.000SH SOLE ~~18467~~18329.000 General Electric Co COM 369604103 ~~407~~447 ~~10952~~11152.000SH SOLE ~~10952~~11152.000 General Motors Corp COM 370442105 224 4613.000 SH SOLE 4613.000 H J Heinz Co COM 423074103 283 6877.000 SH SOLE 6877.000 HSBC Hldgs Plc Spons ADR COM 404280406 ~~1534~~1670 ~~28564~~27966.000SH SOLE ~~28564~~27966.000 Imaging Diagnostic Sys Com COM 15 37000.000SH SOLE 37000.000 Ims Health COM 449934108 ~~324~~272 ~~12938~~13927.~~000SH~~198SH SOLE ~~12938~~13927.~~000~~198 Intel Corp COM 458140100 ~~1510~~2370 ~~73894~~75373.~~228SH~~430SH SOLE ~~73894~~75373.~~228~~430 JP Morgan Chase & Co COM 46625H100 245 6727.317 SH SOLE 6727.317 Koninklijke Ahold NV COM 500467303 ~~2146~~2156 ~~76960~~73367.~~175SH~~000SH SOLE ~~76960~~73367.~~175~~000 Martin Marietta Materials COM 573284106 ~~223~~288 ~~5692~~6172.~~000~~477 SH SOLE ~~5692~~6172.~~000~~477 Maytag Corp COM 578592107 249 8011.366 SH SOLE 8011.366 McCormick & Co Inc Non-Vote COM 579780206 ~~338~~331 ~~7390~~7885.683 SH SOLE 7885.683 Mcgraw-Hill Co Inc COM 580645109 327 5370.000 SH SOLE ~~7390~~5370.000 Mellon Bank Corp COM 585509102 317 8417.000 SH SOLE 8417.000 Merck & Co Inc COM 589331107 ~~1973~~1603 ~~29625~~27261.~~128SH~~147SH SOLE ~~29625~~27261.~~128~~147 Mercury Interactive Corp COM 589405109 273 8038.000 SH SOLE 8038.000 Merrill Lynch Company Inc COM 590188108 ~~488~~413 ~~12015~~7919.~~119SH~~000 SH SOLE ~~12015~~7919.~~119~~000 Microsoft Corp COM 594918104 ~~1747~~2023 ~~34136~~30534.000SH SOLE ~~34136~~30534.000 Minnesota Mng & Mfg Co COM 604059105 273 2307.000 SH SOLE 2307.000 Morgan Stanley Dean Witter COM 617446448 ~~1178~~1506 ~~25422~~26921.~~000SH~~544SH SOLE ~~25422~~26921.~~000~~544 Nestle S A Spons Adr COM 641069406 ~~2572~~2378 ~~48202~~44662.000SH SOLE ~~48202~~44662.000 NetBank Inc. COM 640933107 ~~178~~234 ~~21225~~22355.000SH SOLE ~~21225~~22355.000 Nokia Corp Adr COM 654902204 ~~1180~~1926 ~~75424~~78501.533SH SOLE ~~75424~~78501.533 Oracle Corp COM 68389X105 ~~1144~~1250 ~~90965~~90478.000SH SOLE ~~90965~~90478.000 Oxford Health Plans COM 691471106 ~~376~~398 ~~13234~~13217.000SH SOLE ~~13234~~13217.000 Pfizer Inc COM 717081103 ~~3178~~4016 ~~79244~~100772.~~085SH~~151SH SOLE ~~79244~~100772.~~085~~151 Platforms Wireless COM 72765a101 2 16900.000SH SOLE 16900.000 Ppg Industries COM 693506107 ~~214~~306 ~~4678~~5911.000 SH SOLE ~~4678~~5911.000 Procter & Gamble COM 742718109 ~~2310~~2396 ~~31729~~30280.~~890SH~~828SH SOLE ~~31729~~30280.~~890~~828 Progress Software COM 743312100 ~~276~~354 ~~19720~~20511.000SH SOLE ~~19720~~20511.000 Regions Financial Corp COM 758940100 ~~214~~315 ~~7400~~10515.~~000~~000SH SH SOLE ~~7400~~10515.000 Repsol Sa Ads COM 76026T205 ~~180~~235 ~~12395~~16155.000SH SOLE ~~12395~~16155.000 Rio Tinto Plc Spons Adr COM 767204100 ~~207~~325 ~~3291~~4151.000 SH SOLE ~~3291~~4151.000 ~~Russell~~S&P ~~2000~~Dep ~~iShares~~Rec Unit Ser 1 COM ~~464287655~~78462F103 ~~631~~218 ~~7867~~1905.~~000~~347 SH SOLE ~~7867~~1905.~~000~~347 ~~S&P~~Siebel ~~Dep~~Systems, ~~Rec~~Inc ~~Unit Ser 1~~ COM ~~78462F103~~826170102 ~~253~~2630 ~~2424~~94012.~~593~~000SH SH SOLE ~~2424~~94012.~~593~~000 Siemens AG - Unsponsored ADR COM 826197402 ~~1300~~2128 ~~33867~~32494.001SH SOLE ~~33867~~32494.001 Sony Corp Adr COM 835699307 ~~1016~~1483 ~~30605~~32873.~~290SH~~146SH SOLE ~~30605~~32873.~~290~~146 ~~Southwest Airlines Co COM 844741108 297 20011.005SH SOLE 20011.005~~ Sungard Data Sys Inc COM 867363103 ~~266~~333 ~~11384~~11509.000SH SOLE ~~11384~~11509.000 Synopsys Inc COM 871607107 ~~220~~350 ~~5487~~5932.000 SH SOLE ~~5487~~5932.000 T Rowe Price Group COM 74144T108 ~~242~~297 ~~8265~~8540.470 SH SOLE 8540.470 Telecom New Zealand Adr COM 879278208 198 11800.000SH SOLE 11800.000 Telefonos De Mexico Sa Cv Adr COM 879403780 212 6055.000 SH SOLE ~~8265~~6055.000 Tiffany & Co COM 886547108 ~~212~~287 ~~9805~~9120.~~000~~162 SH SOLE ~~9805~~9120.~~000~~162 Transwitch Corp COM ~~109~~206 ~~35595~~45785.000SH SOLE ~~35595~~45785.000 Varco International COM 922126107 ~~225~~273 ~~18656~~18240.~~002SH~~001SH SOLE ~~18656~~18240.~~002~~001 Verizon Communications COM 92343v104 243 5130.000 SH SOLE 5130.000 Visx Intl COM 92844s105 ~~188~~185 ~~14241~~13941.000SH SOLE ~~14241~~13941.000 Vivendi Universal COM 92851S204 ~~1527~~1698 ~~32942~~31571.000SH SOLE ~~32942~~31571.000 Vodafone Grp Plc Adr COM 92857T107 ~~1562~~1779 ~~71147~~69273.~~530SH~~000SH SOLE ~~71147~~69273.~~530~~000 Wal-Mart Stores COM 931142103 ~~2555~~2129 ~~51622~~36993.~~384SH~~797SH SOLE ~~51622~~36993.~~384~~797 WorldCom Inc-WorldCom Group COM 98157d106 ~~1892~~1663 ~~125785~~118084.000SH SOLE ~~125785~~118084.000 XL Capital Ltd COM G98255105 ~~219~~338 ~~2770~~3700.000 SH SOLE ~~2770~~3700.000 iShares MSCI EAFE COM 464287465 335 2805.000 SH SOLE 2805.000 iShares Russell 1000 Growth In COM 464287614 916 17975.000SH SOLE 17975.000 iShares Russell 1000 Value Ind COM 335 6045.000 SH SOLE 6045.000 iShares Russell 2000 Index COM 464287655 1055 10952.834SH SOLE 10952.834 iShares Russell 3000 Index COM 464287689 403 6345.000 SH SOLE 6345.000 iShares S&P 500 Index COM 795 6950.000 SH SOLE 6950.000 REPORT SUMMARY 7697 DATA RECORDS ~~65629~~82515 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

The information contained in this report should not be used for tax purposes. The cost basis should be independently verified.

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