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Advent Claymore Convertible Securities & Income Fund II
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144
Nov 13, 12:03 PM ET
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Advent Claymore Convertible Securities & Income Fund II 144
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REMARKS: NOTE: Advent Capital Management, LLC ("Advent"), a Delaware limited liability company, is the entity that is selling the shares of the Issuer referenced herein (the "Shares"). Advent is the investment manager of the Issuer. Tracy V. Maitland is the managing member, President and Chief Investment Officer of Advent and the Chairman, President and Chief Executive Officer of the Issuer. Mr. Maitland may be deemed to indirectly beneficially own Shares owned by Advent, by virtue of his control of Advent, for certain purposes under the Securities Act of 1933, as amended (the "Securities Act"), and/or the Securities Exchange Act of 1934, as amended. The number of Shares listed in Section 3(c) herein is the total number of Shares owned by Advent. The number of Shares that will be sold by Advent will not exceed the limits specified by Rule 144(e)(1) under the Securities Act.
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