HASTINGS MARK W 4
4 · GENESEE & WYOMING INC · Filed Sep 15, 2003
Insider Transaction Report
Form 4
HASTINGS MARK W
Exec. VP-Corp. Development
Transactions
- Award
Stock Option (Right to Buy)
2003-07-31+10,000→ 10,000 totalExercise: $22.41Exp: 2008-07-30→ Class A Common Stock, $.01 par value (10,000 underlying)
Holdings
- 18,000
Stock Option (Right to Buy)
Exercise: $21.35Exp: 2007-05-22→ Class A Common Stock, $.01 par value (18,000 underlying) - 33,300
Class B Common Stock, $.01 par value
- 16,877
Stock Option (Right to Buy)
Exercise: $3.72From: 2003-04-09Exp: 2004-04-08→ Class A Common Stock, $.01 par value (16,877 underlying) - 16,875
Stock Option (Right to Buy)
Exercise: $6.67Exp: 2005-04-13→ Class A Common Stock, $.01 par value (16,875 underlying) - 26,826
Class A Common Stock, $.01 par value
- 900(indirect: By Children)
Class A Common Stock, $.01 par value
Footnotes (8)
- [F1]These shares are held jointly by Mr. Hastings and his wife.
- [F2]The Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
- [F3]These shares are held by Mr. Hastings's minor children. Mr. Hastings disclaims beneficial ownership of these shares.
- [F4]This option was previously reported by Mr. Hastings.
- [F5]This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,218 shares on 4/14/01, 4,219 shares on 4/14/02, 4,218 shares on 4/14/03, and 4,220 shares on 4/14/04.
- [F6]This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,220 shares on 4/6/02, 4,219 shares on 4/6/03, 4,218 shares on 4/6/04, and 4,220 shares on 4/6/05.
- [F7]This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,500 shares on 5/23/03, 4,500 shares on 5/23/04, 4,500 shares on 5/23/05, and 4,500 shares on 5/23/06.
- [F8]This option was granted under the Issuer's 1996 Stock Option Plan in a transaction exempt under Rule 16b-3. Mr. Hastings can exercise the option as follows: 2,500 shares on 7/31/04, 2,500 shares on 7/31/05, 2,500 shares on 7/31/06 and 2,500 shares on 7/31/07.