HASTINGS MARK W 4

Accession 0000891839-03-000093

CIK 0001012620other

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 5:06 PM ET

Size

24.6 KB

Accession

0000891839-03-000093

Form 4

Period: 2003-11-19

Exec. VP-Corp. Development

Transactions

Exercise/Conversion
Class A Common Stock, $.01 par value
2003-11-19$3.72/sh+1,000$3,722→ 1,000 total
Sale
Class A Common Stock, $.01 par value
2003-11-19$24.75/sh−1,000$24,750→ 0 total
Exercise/Conversion
Class A Common Stock, $.01 par value
2003-11-20$3.72/sh+500$1,861→ 500 total
Exercise/Conversion
Class A Common Stock, $.01 par value
2003-11-19$3.72/sh+220$819→ 220 total
Sale
Class A Common Stock, $.01 par value
2003-11-20$24.75/sh−500$12,375→ 0 total
Exercise/Conversion
Class A Common Stock, $.01 par value
2003-11-19$3.72/sh+300$1,117→ 300 total
Sale
Class A Common Stock, $.01 par value
2003-11-19$24.90/sh−300$7,470→ 0 total
Exercise/Conversion
Class A Common Stock, $.01 par value
2003-11-19$3.72/sh+900$3,350→ 900 total
Sale
Class A Common Stock, $.01 par value
2003-11-19$25.00/sh−900$22,500→ 0 total
Sale
Class A Common Stock, $.01 par value
2003-11-19$24.80/sh−220$5,456→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2003-11-19−3,720→ 13,157 total
Exercise: $3.72From: 2003-04-09Exp: 2004-04-08→ Class A Common Stock, $.01 par value (16,877 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2003-11-20−500→ 12,657 total
Exercise: $3.72From: 2003-04-09Exp: 2004-04-08→ Class A Common Stock, $.01 par value (13,157 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $21.35Exp: 2007-05-22→ Class A Common Stock, $.01 par value (18,000 underlying)
18,000
Class A Common Stock, $.01 par value
(indirect: By Children)
900
Class A Common Stock, $.01 par value
26,826
Class B Common Stock, $.01 par value
33,300
Stock Option (Right to Buy)
Exercise: $6.67Exp: 2005-04-13→ Class A Common Stock, $.01 par value (16,875 underlying)
16,875
Stock Option (Right to Buy)
Exercise: $10.58Exp: 2006-04-05→ Class A Common Stock, $.01 par value (16,877 underlying)
16,877
Stock Option (Right to Buy)
Exercise: $22.41Exp: 2008-07-30→ Class A Common Stock, $.01 par value (10,000 underlying)
10,000

Footnotes (8)

[F1]These shares are held jointly by Mr. Hastings and his wife.
[F2]The Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
[F3]These shares are held by Mr. Hastings's minor children. Mr. Hastings disclaims beneficial ownership of these shares.
[F4]This option was previously reported by Mr. Hastings.
[F5]This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,218 shares on 4/14/01, 4,219 shares on 4/14/02, 4,218 shares on 4/14/03, and 4,220 shares on 4/14/04.
[F6]This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,220 shares on 4/6/02, 4,219 shares on 4/6/03, 4,218 shares on 4/6/04, and 4,220 shares on 4/6/05.
[F7]This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,500 shares on 5/23/03, 4,500 shares on 5/23/04, 4,500 shares on 5/23/05, and 4,500 shares on 5/23/06.
[F8]This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 2,500 shares on 7/31/04, 2,500 shares on 7/31/05, 2,500 shares on 7/31/06 and 2,500 shares on 7/31/07.

Documents

1 file

GENESEE & WYOMING INC

CIK 0001012620

Entity typeother