HARRIS ALAN R 4
4 · GENESEE & WYOMING INC · Filed Jan 7, 2004
Insider Transaction Report
Form 4
HARRIS ALAN R
Sr VP-Chief Accounting Officer
Transactions
- Exercise/Conversion
Class A Common Stock, $.01 par value
2004-01-05$3.72/sh+5,625$20,937→ 16,875 total - Exercise/Conversion
Stock Option (Right to Buy)
2004-01-05−4,218→ 1,407 totalExercise: $6.67Exp: 2005-04-13→ Class A Common Stock, $.01 par value (5,625 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2004-01-05−3,937→ 3,938 totalExercise: $10.58Exp: 2006-04-05→ Class A Common Stock, $.01 par value (7,875 underlying) - Exercise/Conversion
Class A Common Stock, $.01 par value
2004-01-05$10.58/sh+3,937$41,666→ 25,030 total - Exercise/Conversion
Stock Option (Right to Buy)
2004-01-05−5,625→ 0 totalExercise: $3.72From: 2003-04-09Exp: 2004-04-08→ Class A Common Stock, $.01 par value (5,625 underlying) - Exercise/Conversion
Class A Common Stock, $.01 par value
2004-01-05$6.67/sh+4,218$28,120→ 21,093 total - Exercise/Conversion
Class A Common Stock, $.01 par value
2004-01-05$21.35/sh+1,750$37,363→ 26,780 total - Exercise/Conversion
Stock Option (Right to Buy)
2004-01-05−1,750→ 5,250 totalExercise: $21.35Exp: 2007-05-22→ Class A Common Stock, $.01 par value (7,000 underlying)
Holdings
- 2,000
Class A Common Stock, $.01 par value
- 5,000
Stock Option (Right to Buy)
Exercise: $22.41Exp: 2008-07-30→ Class A Common Stock, $.01 par value (5,000 underlying)
Footnotes (6)
- [F1]These shares are held jointly by Mr. Harris and his wife.
- [F2]This option was previously reported by Mr. Harris.
- [F3]This option was previously reported by Mr. Harris. Mr. Harris can exercise the option as follows: 1,406 shares on 4/14/01, 1,406 shares on 4/14/02, 1,406 shares on 4/14/03, and 1,407 shares on 4/14/04.
- [F4]This option was previously reported by Mr. Harris. Mr. Harris can exercise the option as follows: 1,968 shares on 4/6/02, 1,969 shares on 4/6/03, 1,969 shares on 4/6/04, and 1,969 shares on 4/6/05.
- [F5]This option was previously reported by Mr. Harris. Mr. Harris can exercise the option as follows: 1,750 shares on 5/23/03, 1,750 shares on 5/23/04, 1,750 shares on 5/23/05, and 1,750 shares on 5/23/06.
- [F6]This option was previously reported by Mr. Harris. Mr. Harris can exercise the option as follows: 1,250 shares on 7/31/04, 1,250 shares on 7/31/05, 1,250 shares on 7/31/06 and 1,250 shares on 7/31/07.