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4//SEC Filing

MARSHALL CHARLES N 4

Accession 0000891839-04-000010

CIK 0001012620other
View on SEC.govCompany Profile

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 5:25 PM ET

Size

11.1 KB

Accession

0000891839-04-000010

Insider Transaction Report

Form 4
Period: 2004-01-12
GENESEE & WYOMING INCGWR
MARSHALL CHARLES N
Vice Chairman
Transactions
  • Exercise/Conversion

    Class A Common Stock, $.01 par value

    2004-01-12$3.72/sh+5,625$20,937→ 222,346 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2004-01-12−16,875→ 5,625 total
    Exercise: $6.67Exp: 2005-04-13→ Class A Common Stock, $.01 par value (22,500 underlying)
  • Exercise/Conversion

    Class A Common Stock, $.01 par value

    2004-01-12$6.67/sh+16,875$112,501→ 239,221 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2004-01-12−5,625→ 0 total
    Exercise: $3.72From: 2003-04-09Exp: 2004-04-08→ Class A Common Stock, $.01 par value (5,625 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $22.41Exp: 2008-07-30→ Class A Common Stock, $.01 par value (15,000 underlying)
    15,000

  • Stock Option (Right to Buy)

    Exercise: $10.58Exp: 2006-04-05→ Class A Common Stock, $.01 par value (22,500 underlying)
    22,500

  • Stock Option (Right to Buy)

    Exercise: $21.35Exp: 2007-05-22→ Class A Common Stock, $.01 par value (20,000 underlying)
    20,000
Footnotes (5)
  • [F1]This option was previously reported by Mr. Marshall.
  • [F2]This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 5,625 shares on 4/14/01, 5,625 shares on 4/14/02, 5,625 shares on 4/14/03, and 5,625 shares on 4/14/04.
  • [F3]This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 5,625 shares on 4/6/02, 5,625 shares on 4/6/03, 5,625 shares on 4/6/04, and 5,625 shares on 4/6/05.
  • [F4]This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 5,000 shares on 5/23/03, 5,000 shares on 5/23/04, 5,000 shares on 5/23/05 and 5,000 shares on 5/23/06.
  • [F5]This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 3,750 shares on 7/31/04, 3,750 shares on 7/31/05, 3,750 shares on 7/31/06 and 3,750 shares on 7/31/07.

Documents

1 file

Issuer

GENESEE & WYOMING INC

CIK 0001012620

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Entity typeother

Related Parties

1
  • filerCIK 0001241527

Filing Metadata

Form type
4
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 5:25 PM ET
Size
11.1 KB
View on SEC.gov