MARSHALL CHARLES N 4

4 · GENESEE & WYOMING INC · Filed Jan 13, 2004

Form 4

Period: 2004-01-12

Vice Chairman

Transactions

Exercise/Conversion
Class A Common Stock, $.01 par value
2004-01-12$3.72/sh+5,625$20,937→ 222,346 total
Exercise/Conversion
Stock Option (Right to Buy)
2004-01-12−16,875→ 5,625 total
Exercise: $6.67Exp: 2005-04-13→ Class A Common Stock, $.01 par value (22,500 underlying)
Exercise/Conversion
Class A Common Stock, $.01 par value
2004-01-12$6.67/sh+16,875$112,501→ 239,221 total
Exercise/Conversion
Stock Option (Right to Buy)
2004-01-12−5,625→ 0 total
Exercise: $3.72From: 2003-04-09Exp: 2004-04-08→ Class A Common Stock, $.01 par value (5,625 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $22.41Exp: 2008-07-30→ Class A Common Stock, $.01 par value (15,000 underlying)
15,000
Stock Option (Right to Buy)
Exercise: $10.58Exp: 2006-04-05→ Class A Common Stock, $.01 par value (22,500 underlying)
22,500
Stock Option (Right to Buy)
Exercise: $21.35Exp: 2007-05-22→ Class A Common Stock, $.01 par value (20,000 underlying)
20,000

Footnotes (5)

[F1]This option was previously reported by Mr. Marshall.
[F2]This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 5,625 shares on 4/14/01, 5,625 shares on 4/14/02, 5,625 shares on 4/14/03, and 5,625 shares on 4/14/04.
[F3]This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 5,625 shares on 4/6/02, 5,625 shares on 4/6/03, 5,625 shares on 4/6/04, and 5,625 shares on 4/6/05.
[F4]This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 5,000 shares on 5/23/03, 5,000 shares on 5/23/04, 5,000 shares on 5/23/05 and 5,000 shares on 5/23/06.
[F5]This option was previously reported by Mr. Marshall. Mr. Marshall can exercise the option as follows: 3,750 shares on 7/31/04, 3,750 shares on 7/31/05, 3,750 shares on 7/31/06 and 3,750 shares on 7/31/07.

Documents

1 file