4//SEC Filing
GENESEE & WYOMING INC 4
Accession 0000891839-04-000121
CIK 0001012620operating
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 5:32 PM ET
Size
29.4 KB
Accession
0000891839-04-000121
Insider Transaction Report
Form 4
YOUNG M DOUGLAS
Director
Transactions
- Award
Class A Common Stock, $.01 par value
2004-08-05+2,000→ 2,000 total
Holdings
- 6,750
Stock Option (Right to Buy)
Exercise: $3.26From: 2002-07-30Exp: 2009-07-29→ Class A Common Stock, $.01 par value (6,750 underlying) - 224.28
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (224.28 underlying) - 1,317.77
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,317.77 underlying) - 8,473.31
Phantom Stock Units
Exercise: $0.00→ Class A Common Stock, $.01 par value (8,473.31 underlying) - 3,375
Stock Option (Right to Buy)
Exercise: $4.44From: 2003-04-14Exp: 2010-04-13→ Class A Common Stock, $.01 par value (3,375 underlying) - 1,412.67
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,412.67 underlying) - 1,562.5
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,562.5 underlying) - 1,004.11
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,004.11 underlying) - 2,777.49
Phantom Stock Units
Exercise: $0.00→ Class A Common Stock, $.01 par value (2,777.49 underlying) - 1,561.05
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,561.05 underlying) - 4,590.88
Phantom Stock Units
Exercise: $0.00→ Class A Common Stock, $.01 par value (4,590.88 underlying) - 5,653.84
Phantom Stock Units
Exercise: $0.00→ Class A Common Stock, $.01 par value (5,653.84 underlying) - 1,734.1
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,734.1 underlying) - 1,278.71
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,278.71 underlying)
Footnotes (5)
- [F1]This restricted stock unit award was granted under the Genesee & Wyoming Inc. 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each restricted stock unit represents the right to receive one share of Genesee & Wyoming Inc. Class A Common Stock. The restricted stock units vest pro rata with respect to one-half of the shares subject to the restricted stock unit award on the date of each of the next two annual meetings of stockholders. As the restricted stock units vest, the corresponding number of shares of Class A Common Stock will be issued to Mr. Young.
- [F2]This option was previously reported by Mr. Young.
- [F3]These aggregated Phantom Stock Units were previously reported by Mr. Young. The Units were credited to Mr. Young's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election.
- [F4]This Phantom Stock Unit was previously reported by Mr. Young. The Unit was credited to Mr. Young's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election.
- [F5]This Phantom Stock Unit was previously reported by Mr. Young. The Unit was credited to Mr. Young's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election.
Documents
Issuer
GENESEE & WYOMING INC
CIK 0001012620
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001012620
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 5:32 PM ET
- Size
- 29.4 KB