Home/Filings/4/0000891839-04-000131
4//SEC Filing

ANESTIS ROBERT W 4

Accession 0000891839-04-000131

CIK 0001012620other

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 5:08 PM ET

Size

16.9 KB

Accession

0000891839-04-000131

Insider Transaction Report

Form 4
Period: 2004-09-30
Transactions
  • Award

    Phantom Stock Unit

    2004-09-30+461.76461.76 total
    Exercise: $0.00Class A Common Stock $.01 par value (461.76 underlying)
Holdings
  • Class A Common Stock, $.01 par value

    (indirect: by HR-10 Plan)
    3,000
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (481.09 underlying)
    481.09
  • Class A Common Stock, $.01 par value

    2,000
  • Stock Option (Right to Buy)

    Exercise: $13.59Exp: 2013-05-28Class A Common Stock, $.01 par value (6,750 underlying)
    6,750
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (886.63 underlying)
    886.63
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock, $.01 par value (134.57 underlying)
    134.57
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (483.27 underlying)
    483.27
  • Phantom Stock Unit

    Exercise: $0.00Class A Common Stock $.01 par value (693.85 underlying)
    693.85
Footnotes (5)
  • [F1]These shares are held by an HR-10 Plan for the benefit of Mr. Anestis.
  • [F2]This option was previously reported by Mr. Anestis. Mr. Anestis can exercise the option as follows: 2,250 shares on 5/29/04, 2,250 shares on 5/29/05 and 2,250 shares on 5/29/06.
  • [F3]This Phantom Stock Unit was previously reported by Mr. Anestis. The Unit was credited to Mr. Anestis's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Anestis's prior election.
  • [F4]This Phantom Stock Unit was previously reported by Mr. Anestis. The Unit was credited to Mr. Anestis's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Anestis's prior election.
  • [F5]This Phantom Stock Unit was credited to Mr. Anestis's account on 9/30/04 at $25.04 per share under the Issuer's 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Anestis's prior election.

Issuer

GENESEE & WYOMING INC

CIK 0001012620

Entity typeother

Related Parties

1
  • filerCIK 0001209752

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 5:08 PM ET
Size
16.9 KB