GENESEE & WYOMING INC 4
4 · GENESEE & WYOMING INC · Filed Oct 4, 2004
Insider Transaction Report
Form 4
YOUNG M DOUGLAS
Director
Transactions
- Award
Phantom Stock Unit
2004-09-30+781.25→ 781.25 totalExercise: $0.00→ Class A Common Stock $.01 par value (781.25 underlying)
Holdings
- 1,562.5
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,562.5 underlying) - 3,375
Stock Option (Right to Buy)
Exercise: $4.44From: 2003-04-14Exp: 2010-04-13→ Class A Common Stock, $.01 par value (3,375 underlying) - 8,473.31
Phantom Stock Units
Exercise: $0.00→ Class A Common Stock, $.01 par value (8,473.31 underlying) - 224.28
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (224.28 underlying) - 1,734.1
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,734.1 underlying) - 2,000
Class A Common Stock, $.01 par value
- 1,004.11
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,004.11 underlying) - 6,750
Stock Option (Right to Buy)
Exercise: $3.26From: 2002-07-30Exp: 2009-07-29→ Class A Common Stock, $.01 par value (6,750 underlying) - 5,653.84
Phantom Stock Units
Exercise: $0.00→ Class A Common Stock, $.01 par value (5,653.84 underlying) - 2,777.49
Phantom Stock Units
Exercise: $0.00→ Class A Common Stock, $.01 par value (2,777.49 underlying) - 1,412.67
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,412.67 underlying) - 1,561.05
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,561.05 underlying) - 4,590.88
Phantom Stock Units
Exercise: $0.00→ Class A Common Stock, $.01 par value (4,590.88 underlying) - 1,317.77
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,317.77 underlying) - 1,278.71
Phantom Stock Unit
Exercise: $0.00→ Class A Common Stock, $.01 par value (1,278.71 underlying)
Footnotes (6)
- [F1]These securities are restricted stock units. Each restricted stock unit represents the right to receive one share of Genesee & Wyoming Inc. Class A Common Stock. The restricted stock units vest pro rata with respect to one-half of the shares subject to the restricted stock unit award on the date of each of the next two annual meetings of stockholders. As the restricted stock units vest, the corresponding number of shares of Class A Common Stock will be issued to Mr. Young.
- [F2]This option was previously reported by Mr. Young.
- [F3]These aggregated Phantom Stock Units were previously reported by Mr. Young. The Units were credited to Mr. Young's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Units are to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election.
- [F4]This Phantom Stock Unit was previously reported by Mr. Young. The Unit was credited to Mr. Young's account under the Issuer's Deferred Stock Plan for Non-Employee Directors. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election.
- [F5]This Phantom Stock Unit was previously reported by Mr. Young. The Unit was credited to Mr. Young's account under the Issuer's 2004 Omnibus Incentive Plan. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election.
- [F6]This Phantom Stock Unit was credited to Mr. Young's account on 9/30/04 at $25.04 per share under the Issuer's 2004 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The Unit is to be settled in the Issuer's Common Stock on a deferred basis pursuant to Mr. Young's prior election.