NEWSOME GARY D 4
4 · HEALTH MANAGEMENT ASSOCIATES, INC · Filed Feb 21, 2013
Insider Transaction Report
Form 4
NEWSOME GARY D
DirectorPresident and CEO
Transactions
- Award
Deferred Stock Award
2013-02-19+304,414→ 304,414 totalExercise: $0.00Exp: 2017-03-01→ Class A Common Stock, $.01 par value (304,414 underlying) - Sale
Class A Common Stock, $.01 par value
2013-02-19$10.78/sh−200,000$2,156,000→ 1,945,765 total
Holdings
- 500,000
Stock Option (Right to Buy)
Exercise: $4.75From: 2012-09-13Exp: 2018-09-13→ Class A Common Stock, $.01 par value (500,000 underlying)
Footnotes (4)
- [F1]These shares were sold pursuant to a Rule 10b5-1 stock trading plan previously adopted by Mr. Newsome and reported by Health Management Associates, Inc. in a Current Report on Form 8-K dated January 17, 2013.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.65 to $10.87. Mr. Newsome undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- [F3]This option was previously reported by Mr. Newsome.
- [F4]This deferred stock award was granted under the Issuer's Amended and Restated 1996 Executive Incentive Compensation Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests 25% on 3/1/14, 3/1/15, 3/1/16, and 3/1/17 assuming Mr. Newsome's continuous employment and is subject to forfeiture if certain vesting conditions are not met.