4//SEC Filing
EASTMAN KODAK CO 4
Accession 0000891839-14-000093
$KODKCIK 0000031235operating
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 4:50 PM ET
Size
16.8 KB
Accession
0000891839-14-000093
Insider Transaction Report
Form 4
EASTMAN KODAK COKODK
Edwards Douglas J
Vice President
Transactions
- Tax Payment
Common Stock, par value $.01
2014-09-03$23.78/sh−3,987$94,811→ 5,252 total - Exercise/Conversion
Restricted Stock Units
2014-09-03−9,087→ 18,175 totalExercise: $0.00Exp: 2016-09-03→ Common Stock, par value $.01 (9,087 underlying) - Award
Stock Option (Right to Buy)
2014-09-03+0→ 0 totalExercise: $23.78Exp: 2021-09-02→ Common Stock, par value $.01 (0 underlying) - Award
Restricted Stock Units
2014-09-03+17,662→ 17,662 totalExercise: $0.00Exp: 2017-09-03→ Common Stockl, par value $.01 (17,662 underlying) - Exercise/Conversion
Common Stock, par value $.01
2014-09-03+9,087→ 9,239 total
Holdings
- 52
125% Warrants to purchase Common Stock, par value $.01
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (52 underlying) - 52
135% Warrants to purchase Common Stock, par value $.01
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (52 underlying)
Footnotes (5)
- [F1]These restricted stock units convert into common stock on a one-for-one basis.
- [F2]Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
- [F3]These restricted stock units vest one-third on each of the first three anniversaries of the 9/3/13 grant date.
- [F4]These restricted stock units, which convert into common stock on a one-to-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the grant date, subject to Mr. Edwards's continuous employment with the Company.
- [F5]This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the grant date, subject to Mr. Edwards's continuous employment with the Company. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Edwards will file an amendment to this report.
Documents
Issuer
EASTMAN KODAK CO
CIK 0000031235
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0000031235
Filing Metadata
- Form type
- 4
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 4:50 PM ET
- Size
- 16.8 KB