4//SEC Filing
EASTMAN KODAK CO 4
Accession 0000891839-17-000003
$KODKCIK 0000031235operating
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:41 PM ET
Size
13.6 KB
Accession
0000891839-17-000003
Insider Transaction Report
Form 4
EASTMAN KODAK COKODK
BURGESS MARK S
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-01-01−1,305→ 1,306 totalExercise: $0.00From: 2017-01-01Exp: 2017-01-01→ Common Stock, par value $.01 (1,305 underlying) - Disposition to Issuer
Restricted Stock Units
2017-01-01−1,306→ 0 totalExercise: $0.00From: 2017-01-01Exp: 2017-01-01→ Common Stock, par value $.01 (1,306 underlying) - Award
Phantom Stock
2017-01-01+1,306→ 3,914 totalExercise: $0.00→ Common Stock, par value $.01 (1,306 underlying) - Exercise/Conversion
Common Stock, par value $.01
2017-01-01+1,305→ 13,987 total
Holdings
- 14,327
Restricted Stock Units
Exercise: $0.00→ Common Stock, par value $.01 (14,327 underlying)
Footnotes (3)
- [F1]These restricted stock units convert into common stock on a one-for-one basis. Upon vesting of 2,611 shares on 1/1/2017, Mr. Burgess deferred the receipt of 1,306 shares of common stock and received instead 1,306 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Burgess is reporting the disposition of 1,306 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
- [F2]Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
- [F3]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan and, except as otherwise provided in the award notice, vest on 1/8/2017 (due to an administrative error, previously reported as 1/1/2017), subject to continuous service as a member of the board of directors.
Documents
Issuer
EASTMAN KODAK CO
CIK 0000031235
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0000031235
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 5:41 PM ET
- Size
- 13.6 KB