EASTMAN KODAK CO 4
4 · EASTMAN KODAK CO · Filed Jan 10, 2017
Insider Transaction Report
Form 4
EASTMAN KODAK COKODK
BURGESS MARK S
Director
Transactions
- Exercise/Conversion
Common Stock, par value $.01
2017-01-08+14,327→ 28,314 total - Award
Restricted Stock Units
2017-01-09+9,804→ 9,804 totalExercise: $0.00→ Common Stock, par value $.01 (9,804 underlying) - Exercise/Conversion
Restricted Stock Units
2017-01-08−14,327→ 0 totalExercise: $0.00From: 2017-01-08Exp: 2017-01-08→ Common Stock, par value $.01 (14,327 underlying)
Holdings
- 3,914
Phantom Stock
Exercise: $0.00→ Common Stock, par value $.01 (3,914 underlying)
Footnotes (3)
- [F1]These restricted stock units convert into common stock on a one-for-one basis.
- [F2]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.
- [F3]Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Burgess in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.