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4//SEC Filing

EASTMAN KODAK CO 4

Accession 0000891839-17-000026

$KODKCIK 0000031235operating
View on SEC.govCompany Profile

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 4:57 PM ET

Size

29.8 KB

Accession

0000891839-17-000026

Insider Transaction Report

Form 4
Period: 2017-01-13
EASTMAN KODAK COKODK
Kruchten Brad
Senior Vice President
Transactions
  • Sale

    Common Stock, par value $.01

    2017-01-13$14.86/sh−300$4,458→ 19,495 total
  • Sale

    Common Stock, par value $.01

    2017-01-13$14.92/sh−600$8,952→ 19,795 total
  • Sale

    Common Stock, par value $.01

    2017-01-13$14.97/sh−600$8,982→ 18,895 total
  • Sale

    Common Stock, par value $.01

    2017-01-13$14.88/sh−1,900$28,272→ 16,995 total
Holdings

  • Restricted Stock Units

    Exercise: $0.00Exp: 2018-09-03→ Common Stock, par value $.01 (20,350 underlying)
    20,350

  • Stock Option (Right to Buy)

    Exercise: $23.78Exp: 2021-09-02→ Common Stock, par value $.01 (53,232 underlying)
    53,232

  • Stock Option (Right to Buy)

    Exercise: $13.76Exp: 2022-09-02→ Common Stock, par value $.01 (73,044 underlying)
    73,044

  • Stock Option (Right to Buy)

    Exercise: $15.58Exp: 2023-09-02→ Common Stock, par value $.01 (71,308 underlying)
    71,308

  • 135% Warrants to purchase Common Stock, par value $.01

    (indirect: By Spouse)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (31 underlying)
    31

  • Restricted Stock Units

    (indirect: By Spouse)
    Exercise: $0.00Exp: 2018-08-24→ Common Stock, par value $.01 (4,871 underlying)
    4,871

  • 125% Warrants to purchase Common Stock, par value $.01

    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (943 underlying)
    943

  • Common Stock, par value $.01

    (indirect: By Spouse)
    90

  • Restricted Stock Units

    Exercise: $0.00Exp: 2019-09-03→ Common Stock, par value $.01 (26,958 underlying)
    26,958

  • 135% Warrants to purchase Common Stock, par value $.01

    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (943 underlying)
    943

  • Restricted Stock Units

    Exercise: $0.00Exp: 2017-09-03→ Common Stock, par value $.01 (5,888 underlying)
    5,888

  • Restricted Stock Units

    Exercise: $0.00Exp: 2020-09-03→ Common Stock, par value $.01 (27,632 underlying)
    27,632

  • Stock Option (Right to Buy)

    Exercise: $15.20Exp: 2023-11-14→ Common Stock, par value $.01 (65,935 underlying)
    65,935

  • 125% Warrants to purchase Common Stock, par value $.01

    (indirect: By Spouse)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (31 underlying)
    31
Footnotes (11)
  • [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15.
  • [F10]This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
  • [F11]Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
  • [F2]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
  • [F3]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
  • [F4]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.
  • [F5]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
  • [F6]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date.
  • [F7]This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
  • [F8]This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
  • [F9]This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date.

Documents

1 file

Issuer

EASTMAN KODAK CO

CIK 0000031235

→
Entity typeoperating
IncorporatedNJ

Related Parties

1
  • filerCIK 0000031235

Filing Metadata

Form type
4
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 4:57 PM ET
Size
29.8 KB
View on SEC.gov