4//SEC Filing
Kruchten Brad 4
Accession 0000891839-17-000104
CIK 0000031235other
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 4:34 PM ET
Size
25.7 KB
Accession
0000891839-17-000104
Insider Transaction Report
Form 4
EASTMAN KODAK COKODK
Kruchten Brad
Senior Vice President
Transactions
- Sale
Common Stock, par value $.01
2017-07-14$9.05/sh−3,400$30,770→ 10,195 total
Holdings
- 27,632
Restricted Stock Units
Exercise: $0.00Exp: 2020-09-03→ Common Stock, par value $.01 (27,632 underlying) - 53,232
Stock Option (Right to Buy)
Exercise: $23.78Exp: 2021-09-02→ Common Stock, par value $.01 (53,232 underlying) - 90(indirect: By Spouse)
Common Stock, par value $.01
- 5,888
Restricted Stock Units
Exercise: $0.00Exp: 2017-09-03→ Common Stock, par value $.01 (5,888 underlying) - 20,350
Restricted Stock Units
Exercise: $0.00Exp: 2018-09-03→ Common Stock, par value $.01 (20,350 underlying) - 73,044
Stock Option (Right to Buy)
Exercise: $13.76Exp: 2022-09-02→ Common Stock, par value $.01 (73,044 underlying) - 943
125% Warrants to purchase Common Stock, par value $.01
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (943 underlying) - 31(indirect: By Spouse)
135% Warrants to purchase Common Stock, par value $.01
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (31 underlying) - 71,308
Stock Option (Right to Buy)
Exercise: $15.58Exp: 2023-09-02→ Common Stock, par value $.01 (71,308 underlying) - 31(indirect: By Spouse)
125% Warrants to purchase Common Stock, par value $.01
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (31 underlying) - 26,958
Restricted Stock Units
Exercise: $0.00Exp: 2019-09-03→ Common Stock, par value $.01 (26,958 underlying) - 4,871(indirect: By Spouse)
Restricted Stock Units
Exercise: $0.00Exp: 2018-08-24→ Common Stock, par value $.01 (4,871 underlying) - 65,935
Stock Option (Right to Buy)
Exercise: $15.20Exp: 2023-11-14→ Common Stock, par value $.01 (65,935 underlying) - 943
135% Warrants to purchase Common Stock, par value $.01
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (943 underlying)
Footnotes (12)
- [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 3/24/17.
- [F10]This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date.
- [F11]This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
- [F12]Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
- [F2]The price reported is a weighted average price. Mr. Kruchten sold these shares in multiple transactions at prices ranging from $9.00 to $9.10 per share, inclusive. Mr. Kruchten undertakes to provide to Eastman Kodak Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F3]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
- [F4]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
- [F5]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.
- [F6]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
- [F7]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date.
- [F8]This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
- [F9]This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
Documents
Issuer
EASTMAN KODAK CO
CIK 0000031235
Entity typeother
Related Parties
1- filerCIK 0001467811
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 4:34 PM ET
- Size
- 25.7 KB