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4//SEC Filing

Kruchten Brad 4

Accession 0000891839-17-000124

CIK 0000031235other
View on SEC.govCompany Profile

Filed

Sep 5, 8:00 PM ET

Accepted

Sep 6, 4:23 PM ET

Size

35.2 KB

Accession

0000891839-17-000124

Insider Transaction Report

Form 4
Period: 2017-09-03
EASTMAN KODAK COKODK
Kruchten Brad
Senior Vice President
Transactions
  • Tax Payment

    Common Stock, par value $.01

    2017-09-03$7.80/sh−3,762$29,344→ 20,318 total
  • Exercise/Conversion

    Common Stock, par value $.01

    2017-09-03+8,985→ 29,303 total
  • Exercise/Conversion

    Common Stock, par value $.01

    2017-09-03+5,888→ 16,083 total
  • Tax Payment

    Common Stock, par value $.01

    2017-09-03$7.80/sh−2,177$16,981→ 13,906 total
  • Exercise/Conversion

    Common Stock, par value $.01

    2017-09-03+10,174→ 24,080 total
  • Tax Payment

    Common Stock, par value $.01

    2017-09-03$7.80/sh−3,322$25,912→ 25,981 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-03−5,888→ 0 total
    Exercise: $0.00Exp: 2017-09-03→ Common Stock, par value $.01 (5,888 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-03−8,985→ 17,973 total
    Exercise: $0.00Exp: 2019-09-03→ Common Stock, par value $.01 (8,985 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-03−10,174→ 10,176 total
    Exercise: $0.00Exp: 2018-09-03→ Common Stock, par value $.01 (10,174 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $23.78Exp: 2021-09-02→ Common Stock, par value $.01 (53,232 underlying)
    53,232

  • 135% Warrants to purchase Common Stock, par value $.01

    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (943 underlying)
    943

  • Common Stock, par value $.01

    (indirect: By Spouse)
    1,628

  • Restricted Stock Units

    (indirect: By Spouse)
    Exercise: $0.00Exp: 2018-08-24→ Common Stock, par value $.01 (2,437 underlying)
    2,437

  • Stock Option (Right to Buy)

    Exercise: $13.76Exp: 2022-09-02→ Common Stock, par value $.01 (73,044 underlying)
    73,044

  • Stock Option (Right to Buy)

    Exercise: $15.20Exp: 2023-11-14→ Common Stock, par value $.01 (65,935 underlying)
    65,935

  • Restricted Stock Units

    Exercise: $0.00Exp: 2020-09-03→ Common Stock, par value $.01 (27,632 underlying)
    27,632

  • 125% Warrants to purchase Common Stock, par value $.01

    (indirect: By Spouse)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (31 underlying)
    31

  • Stock Option (Right to Buy)

    Exercise: $15.58Exp: 2023-09-02→ Common Stock, par value $.01 (71,308 underlying)
    71,308

  • 125% Warrants to purchase Common Stock, par value $.01

    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (943 underlying)
    943

  • 135% Warrants to purchase Common Stock, par value $.01

    (indirect: By Spouse)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (31 underlying)
    31
Footnotes (11)
  • [F1]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
  • [F10]This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
  • [F11]Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
  • [F2]Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
  • [F3]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
  • [F4]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.
  • [F5]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
  • [F6]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date.
  • [F7]This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
  • [F8]This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
  • [F9]This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date.

Documents

1 file

Issuer

EASTMAN KODAK CO

CIK 0000031235

→
Entity typeother

Related Parties

1
  • filerCIK 0001467811

Filing Metadata

Form type
4
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 4:23 PM ET
Size
35.2 KB
View on SEC.gov