4//SEC Filing
Kruchten Brad 4
Accession 0000891839-17-000129
CIK 0000031235other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 4:35 PM ET
Size
25.0 KB
Accession
0000891839-17-000129
Insider Transaction Report
Form 4
EASTMAN KODAK COKODK
Kruchten Brad
Senior Vice President
Transactions
- Award
Stock Option (Right to Buy)
2017-09-14+101,523→ 101,523 total(indirect: By Spouse)Exercise: $12.50Exp: 2024-09-13→ Common Stock, par value $.01 (101,523 underlying)
Holdings
- 25,981
Common Stock, par value $.01
- 27,632
Restricted Stock Units
Exercise: $0.00Exp: 2020-09-03→ Common Stock, par value $.01 (27,632 underlying) - 943
125% Warrants to purchase Common Stock, par value $.01
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (943 underlying) - 10,176
Restricted Stock Units
Exercise: $0.00Exp: 2018-09-03→ Common Stock, par value $.01 (10,176 underlying) - 31(indirect: By Spouse)
135% Warrants to purchase Common Stock, par value $.01
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (31 underlying) - 71,308
Stock Option (Right to Buy)
Exercise: $15.58Exp: 2023-09-02→ Common Stock, par value $.01 (71,308 underlying) - 1,628(indirect: By Spouse)
Common Stock, par value $.01
- 53,232
Stock Option (Right to Buy)
Exercise: $23.78Exp: 2021-09-02→ Common Stock, par value $.01 (53,232 underlying) - 943
135% Warrants to purchase Common Stock, par value $.01
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (943 underlying) - 2,437(indirect: By Spouse)
Restricted Stock Units
Exercise: $0.00Exp: 2018-08-24→ Common Stock, par value $.01 (2,437 underlying) - 17,973
Restricted Stock Units
Exercise: $0.00Exp: 2019-09-03→ Common Stock, par value $.01 (17,973 underlying) - 73,044
Stock Option (Right to Buy)
Exercise: $13.76Exp: 2022-09-02→ Common Stock, par value $.01 (73,044 underlying) - 65,935
Stock Option (Right to Buy)
Exercise: $15.20Exp: 2023-11-14→ Common Stock, par value $.01 (65,935 underlying) - 31(indirect: By Spouse)
125% Warrants to purchase Common Stock, par value $.01
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (31 underlying)
Footnotes (10)
- [F1]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
- [F10]Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
- [F2]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.
- [F3]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
- [F4]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date.
- [F5]This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
- [F6]This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
- [F7]This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date.
- [F8]This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date.
- [F9]This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
Documents
Issuer
EASTMAN KODAK CO
CIK 0000031235
Entity typeother
Related Parties
1- filerCIK 0001467811
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 4:35 PM ET
- Size
- 25.0 KB