Payne Christopher Joseph 4
4 · EASTMAN KODAK CO · Filed Sep 18, 2017
Insider Transaction Report
Form 4
EASTMAN KODAK COKODK
Payne Christopher Joseph
Vice President
Transactions
- Award
Stock Option (Right to Buy)
2017-09-14+152,285→ 152,285 totalExercise: $12.50Exp: 2024-09-13→ Common Stock, par value $.01 (152,285 underlying)
Holdings
- 5,757
Restricted Stock Units
Exercise: $0.00Exp: 2019-11-15→ Common Stock, par value $.01 (5,757 underlying) - 5
135% Warrants to purchase Common Stock, par value $.01
Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (5 underlying) - 14,345
Stock Option (Right to Buy)
Exercise: $15.20Exp: 2023-11-14→ Common Stock, par value $.01 (14,345 underlying) - 16
Common Stock, par value $.01
- 5
125% Warrants to purchase Common Stock, par value $.01
Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (5 underlying)
Footnotes (4)
- [F1]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 11/15/2016 grant date.
- [F2]This option vests one-third on each of the first three anniversaries of the 11/15/2016 grant date.
- [F3]This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
- [F4]Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.