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4//SEC Filing

Kruchten Brad 4

Accession 0000891839-18-000024

CIK 0000031235other
View on SEC.govCompany Profile

Filed

Apr 17, 8:00 PM ET

Accepted

Apr 18, 4:42 PM ET

Size

25.2 KB

Accession

0000891839-18-000024

Insider Transaction Report

Form 4
Period: 2018-04-16
EASTMAN KODAK COKODK
Kruchten Brad
Senior Vice President
Transactions
  • Sale

    Common Stock, par value $.01

    2018-04-16$5.18/sh−3,400$17,612→ 15,781 total
Holdings

  • Common Stock, par value $.01

    (indirect: By Spouse)
    1,628

  • Stock Option (Right to Buy)

    Exercise: $15.20Exp: 2023-11-14→ Common Stock, par value $.01 (65,935 underlying)
    65,935

  • 125% Warrants to purchase Common Stock, par value $.01

    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (943 underlying)
    943

  • Restricted Stock Units

    Exercise: $0.00Exp: 2020-09-03→ Common Stock, par value $.01 (27,632 underlying)
    27,632

  • Restricted Stock Units

    (indirect: By Spouse)
    Exercise: $0.00Exp: 2018-08-24→ Common Stock, par value $.01 (2,437 underlying)
    2,437

  • Stock Option (Right to Buy)

    Exercise: $23.78Exp: 2021-09-02→ Common Stock, par value $.01 (53,232 underlying)
    53,232

  • Restricted Stock Units

    Exercise: $0.00Exp: 2018-09-03→ Common Stock, par value $.01 (10,176 underlying)
    10,176

  • Stock Option (Right to Buy)

    Exercise: $13.76Exp: 2022-09-02→ Common Stock, par value $.01 (73,044 underlying)
    73,044

  • Stock Option (Right to Buy)

    Exercise: $15.58Exp: 2023-09-02→ Common Stock, par value $.01 (71,308 underlying)
    71,308

  • 135% Warrants to purchase Common Stock, par value $.01

    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (943 underlying)
    943

  • 125% Warrants to purchase Common Stock, par value $.01

    (indirect: By Spouse)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (31 underlying)
    31

  • 135% Warrants to purchase Common Stock, par value $.01

    (indirect: By Spouse)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock, par value $.01 (31 underlying)
    31

  • Restricted Stock Units

    Exercise: $0.00Exp: 2019-09-03→ Common Stock, par value $.01 (17,973 underlying)
    17,973

  • Stock Option (Right to Buy)

    (indirect: By Spouse)
    Exercise: $12.50Exp: 2024-09-13→ Common Stock, par value $.01 (101,523 underlying)
    101,523
Footnotes (11)
  • [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on March 24, 2017. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
  • [F10]This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
  • [F11]Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
  • [F2]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.
  • [F3]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.
  • [F4]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.
  • [F5]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/2015 grant date.
  • [F6]This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.
  • [F7]This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.
  • [F8]This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date.
  • [F9]This option vests one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.

Documents

1 file

Issuer

EASTMAN KODAK CO

CIK 0000031235

→
Entity typeother

Related Parties

1
  • filerCIK 0001467811

Filing Metadata

Form type
4
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 4:42 PM ET
Size
25.2 KB
View on SEC.gov