Mahe Eric-Yves 4

Accession 0000891839-18-000026

CIK 0000031235other

View on SEC.gov Company Profile

Filed

Apr 30, 8:00 PM ET

Accepted

May 1, 4:27 PM ET

Size

27.4 KB

Accession

0000891839-18-000026

Insider Transaction Report

Form 4

Period: 2018-04-28

EASTMAN KODAK COKODK

Mahe Eric-Yves

Senior Vice President

Transactions

Exercise/Conversion
Common Stock, par value $.01
2018-04-28+5,303→ 30,945 total
Exercise/Conversion
Restricted Stock Units
2018-04-28−4,734→ 4,737 total
Exercise: $0.00Exp: 2019-04-28→ Common Stock, par value $.01 (4,734 underlying)
Award
Stock Option (Right to Buy)
2018-04-28+0→ 0 total
Exercise: $5.10Exp: 2025-04-27→ Common Stock, par value $.01 (0 underlying)
Exercise/Conversion
Common Stock, par value $.01
2018-04-28+2,040→ 20,908 total
Exercise/Conversion
Restricted Stock Units
2018-04-28−2,040→ 0 total
Exercise: $0.00Exp: 2018-04-28→ Common Stock, par value $.01 (2,040 underlying)
Exercise/Conversion
Restricted Stock Units
2018-04-28−5,303→ 10,607 total
Exercise: $0.00Exp: 2020-04-28→ Common Stock, par value $.01 (5,303 underlying)
Exercise/Conversion
Common Stock, par value $.01
2018-04-28+4,734→ 25,642 total
Award
Restricted Stock Units
2018-04-28+34,314→ 34,314 total
Exercise: $0.00Exp: 2021-04-28→ Common Stock, par value $.01 (34,314 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $17.95Exp: 2022-05-11→ Common Stock, par value $.01 (7,003 underlying)
7,003
Stock Option (Right to Buy)
Exercise: $12.32Exp: 2023-04-27→ Common Stock, par value $.01 (33,461 underlying)
33,461
Stock Option (Right to Buy)
Exercise: $11.00Exp: 2024-04-27→ Common Stock, par value $.01 (39,683 underlying)
39,683
Restricted Stock Units
Exercise: $0.00Exp: 2018-05-12→ Common Stock, par value $.01 (930 underlying)
930
Stock Option (Right to Buy)
Exercise: $20.44Exp: 2022-04-27→ Common Stock, par value $.01 (17,508 underlying)
17,508

Footnotes (10)

[F1]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date.
[F10]This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.
[F2]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date.
[F3]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.
[F4]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.
[F5]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.
[F6]This option vests one-third on each of the first three anniversaries of the 4/28/2015 grant date.
[F7]This option vests one-third on each of the first three anniversaries of the 5/12/2015 grant date.
[F8]This option vests one-third on each of the first three anniversaries of the 4/28/2016 grant date.
[F9]This option vests one-third on each of the first three anniversaries of the 4/28/2017 grant date.

Documents

1 file

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edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

EASTMAN KODAK CO

CIK 0000031235

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Entity typeother

Related Parties

filerCIK 0001630350

Filing Metadata

Form type: 4
Filed: Apr 30, 8:00 PM ET
Accepted: May 1, 4:27 PM ET
Size: 27.4 KB

View on SEC.gov