Samuels Eric 4

4 · EASTMAN KODAK CO · Filed Sep 5, 2018

Form 4

Period: 2018-09-03

Controller

Transactions

Exercise/Conversion
Common Stock, par value $.01
2018-09-03+3,209→ 13,979 total
Tax Payment
Common Stock, par value $.01
2018-09-03$3.25/sh−1,089$3,539→ 12,890 total
Exercise/Conversion
Restricted Stock Units
2018-09-03−3,209→ 3,210 total
Exercise: $0.00Exp: 2019-09-03→ Common Stock, par value $.01 (3,209 underlying)
Exercise/Conversion
Common Stock, par value $.01
2018-09-03+3,636→ 12,004 total
Tax Payment
Common Stock, par value $.01
2018-09-03$3.25/sh−1,234$4,011→ 10,770 total
Exercise/Conversion
Restricted Stock Units
2018-09-03−3,636→ 0 total
Exercise: $0.00Exp: 2018-09-03→ Common Stock, par value $.01 (3,636 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $23.78Exp: 2021-09-02→ Common Stock, par value $.01 (19,012 underlying)
19,012
Stock Option (Right to Buy)
Exercise: $15.58Exp: 2023-09-02→ Common Stock, par value $.01 (25,467 underlying)
25,467
Stock Option (Right to Buy)
Exercise: $13.76Exp: 2022-09-02→ Common Stock, par value $.01 (26,087 underlying)
26,087
Restricted Stock Units
Exercise: $0.00Exp: 2020-03-21→ Common Stock, par value $.01 (3,004 underlying)
3,004
Stock Option (Right to Buy)
Exercise: $11.10Exp: 2024-03-20→ Common Stock, par value $.01 (11,161 underlying)
11,161
Stock Option (Right to Buy)
Exercise: $12.50Exp: 2024-09-13→ Common Stock, par value $.01 (101,523 underlying)
101,523

Footnotes (9)

[F1]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.
[F2]Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
[F3]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.
[F4]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date.
[F5]This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.
[F6]This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.
[F7]This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date.
[F8]This option vests one-third on each of the first three anniversaries of the 3/21/2017 grant date.
[F9]This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.

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