Overman Steven 4

Accession 0000891839-18-000097

CIK 0000031235other

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 4:35 PM ET

Size

28.6 KB

Accession

0000891839-18-000097

Form 4

Period: 2018-10-01

Senior Vice President

Transactions

Exercise/Conversion
Common Stock, par value $.01
2018-10-01+3,774→ 23,884 total
Exercise/Conversion
Common Stock, par value $.01
2018-10-01+3,888→ 25,998 total
Exercise/Conversion
Common Stock, par value $.01
2018-10-01+7,936→ 32,106 total
Award
Restricted Stock Units
2018-10-01+61,404→ 61,404 total
Exercise: $0.00Exp: 2021-10-01→ Common Stock, par value $.01 (61,404 underlying)
Tax Payment
Common Stock, par value $.01
2018-10-01$2.85/sh−1,774$5,056→ 22,110 total
Tax Payment
Common Stock, par value $.01
2018-10-01$2.85/sh−1,828$5,210→ 24,170 total
Tax Payment
Common Stock, par value $.01
2018-10-01$2.85/sh−3,730$10,631→ 28,376 total
Exercise/Conversion
Restricted Stock Units
2018-10-01−3,774→ 0 total
Exercise: $0.00Exp: 2018-10-01→ Common Stock, par value $.01 (3,774 underlying)
Award
Stock Option (Right to Buy)
2018-10-01+97,223→ 97,223 total
Exercise: $2.85Exp: 2025-09-30→ Common Stock, par value $.01 (97,223 underlying)
Exercise/Conversion
Restricted Stock Units
2018-10-01−3,888→ 3,891 total
Exercise: $0.00Exp: 2019-10-01→ Common Stock, par value $.01 (3,888 underlying)
Exercise/Conversion
Restricted Stock Units
2018-10-01−7,936→ 15,874 total
Exercise: $0.00Exp: 2020-10-01→ Common Stock, par value $.01 (7,936 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $15.46Exp: 2022-09-30→ Common Stock, par value $.01 (27,090 underlying)
27,090
Stock Option (Right to Buy)
Exercise: $7.35Exp: 2024-09-30→ Common Stock, par value $.01 (58,923 underlying)
58,923
Stock Option (Right to Buy)
Exercise: $15.00Exp: 2023-09-30→ Common Stock, par value $.01 (30,069 underlying)
30,069

Footnotes (9)

[F1]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date.
[F2]Shares withheld to cover withholding obligations upon vesting of restricted stock units.
[F3]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date.
[F4]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date.
[F5]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 10/1/2018 grant date.
[F6]This option vests one-third on each of the first three anniversaries of the 10/1/2015 grant date.
[F7]This option vests one-third on each of the first three anniversaries of the 10/1/2016 grant date.
[F8]This option vests one-third on each of the first three anniversaries of the 10/1/2017 grant date.
[F9]This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date.

Documents

1 file

EASTMAN KODAK CO

CIK 0000031235

Entity typeother