Samuels Eric 4

Accession 0000891839-18-000116

CIK 0000031235other

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 4:25 PM ET

Size

22.3 KB

Accession

0000891839-18-000116

Form 4

Period: 2018-12-04

Controller

Transactions

Award
Restricted Stock Units
2018-12-04+12,821→ 12,821 total
Exercise: $0.00Exp: 2021-09-03→ Common Stock, par value $.01 (12,821 underlying)
Award
Stock Option (Right to Buy)
2018-12-04+20,326→ 20,326 total
Exercise: $3.90Exp: 2025-12-03→ Common Stock, par value $.01 (20,326 underlying)

Holdings

Common Stock, par value $.01
12,890
Restricted Stock Units
Exercise: $0.00Exp: 2019-09-03→ Common Stock, par value $.01 (3,210 underlying)
3,210
Restricted Stock Units
Exercise: $0.00Exp: 2020-03-21→ Common Stock, par value $.01 (3,004 underlying)
3,004
Stock Option (Right to Buy)
Exercise: $13.76Exp: 2022-09-02→ Common Stock, par value $.01 (26,087 underlying)
26,087
Stock Option (Right to Buy)
Exercise: $15.58Exp: 2023-09-02→ Common Stock, par value $.01 (25,467 underlying)
25,467
Stock Option (Right to Buy)
Exercise: $12.50Exp: 2024-09-13→ Common Stock, par value $.01 (101,523 underlying)
101,523
Stock Option (Right to Buy)
Exercise: $11.10Exp: 2024-03-20→ Common Stock, par value $.01 (11,161 underlying)
11,161
Stock Option (Right to Buy)
Exercise: $23.78Exp: 2021-09-02→ Common Stock, par value $.01 (19,012 underlying)
19,012

Footnotes (9)

[F1]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.
[F2]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date.
[F3]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.
[F4]This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.
[F5]This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.
[F6]This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date.
[F7]This option vests one-third on each of the first three anniversaries of the 3/21/2017 grant date.
[F8]This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
[F9]This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Documents

2 files

EASTMAN KODAK CO

CIK 0000031235

Entity typeother