EASTMAN KODAK CO·4

Dec 7, 4:25 PM ET

Payne Christopher Joseph 4

4 · EASTMAN KODAK CO · Filed Dec 7, 2018

Insider Transaction Report

Form 4
Period: 2018-12-04
Transactions
  • Award

    Restricted Stock Units

    2018-12-04+19,23119,231 total
    Exercise: $0.00Exp: 2021-09-03Common Stock, par value $.01 (19,231 underlying)
  • Award

    Stock Option (Right to Buy)

    2018-12-04+30,48830,488 total
    Exercise: $3.90Exp: 2025-12-03Common Stock, par value $.01 (30,488 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $15.20Exp: 2023-11-14Common Stock, par value $.01 (14,345 underlying)
    14,345
  • Stock Option (Right to Buy)

    Exercise: $12.50Exp: 2024-09-13Common Stock, par value $.01 (152,285 underlying)
    152,285
  • Common Stock, par value $.01

    2,490
  • Restricted Stock Units

    Exercise: $0.00Exp: 2019-11-15Common Stock, par value $.01 (1,921 underlying)
    1,921
Footnotes (5)
  • [F1]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 11/15/2016 grant date.
  • [F2]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.
  • [F3]This option vests one-third on each of the first three anniversaries of the 11/15/2016 grant date.
  • [F4]This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
  • [F5]This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

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