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4//SEC Filing

Engelberg Jeffrey D. 4

Accession 0000891839-21-000163

CIK 0000031235other
View on SEC.govCompany Profile

Filed

May 19, 8:00 PM ET

Accepted

May 20, 7:15 PM ET

Size

14.5 KB

Accession

0000891839-21-000163

Insider Transaction Report

Form 4
Period: 2021-05-18
EASTMAN KODAK COKODK
Engelberg Jeffrey D.
Director
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2021-05-18−7,159→ 0 total
    Exercise: $0.00From: 2021-05-18Exp: 2021-05-18→ Common Stock, par value $.01 (7,159 underlying)
  • Exercise/Conversion

    Common Stock, par value $.01

    2021-05-18+7,159→ 213,680 total
Holdings

  • Common Stock, par value $.01

    (indirect: See footnote)
    2,534,892

  • Stock Option (Right to Buy)

    Exercise: $3.03Exp: 2027-05-19→ Common Stock, par value $.01 (21,081 underlying)
    21,081

  • Stock Option (Right to Buy)

    Exercise: $4.53Exp: 2027-05-19→ Common Stock, par value $.01 (6,416 underlying)
    6,416

  • Stock Option (Right to Buy)

    Exercise: $6.03Exp: 2027-05-19→ Common Stock, par value $.01 (6,416 underlying)
    6,416

  • Stock Option (Right to Buy)

    Exercise: $12.00Exp: 2027-05-19→ Common Stock, par value $.01 (3,666 underlying)
    3,666

  • Series B Covertible Preferred Stock

    (indirect: See footnote)
    Exercise: $10.50Exp: 2026-05-28→ Common Stock, par value $.01 (476,190 underlying)
    50,000
Footnotes (4)
  • [F1]These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  • [F2]These restricted stock units convert into common stock on a one-for-one basis.
  • [F3]This option has fully vested as of the date of this report.
  • [F4]The convertible preferred stock is convertible at any time, at the holder's election.

Documents

1 file

Issuer

EASTMAN KODAK CO

CIK 0000031235

→
Entity typeother

Related Parties

1
  • filerCIK 0001706935

Filing Metadata

Form type
4
Filed
May 19, 8:00 PM ET
Accepted
May 20, 7:15 PM ET
Size
14.5 KB
View on SEC.gov