LINES JAMES R 4
4 · GRAHAM CORP · Filed Jun 2, 2021
Insider Transaction Report
Form 4
GRAHAM CORPGHM
LINES JAMES R
DirectorPresident and CEO
Transactions
- Disposition to Issuer
Common Stock
2021-03-31−5,813→ 159,530 total - Disposition to Issuer
Common Stock
2021-03-31−9,804→ 149,726 total - Award
Common Stock
2021-06-01+13,063→ 162,789 total - Award
Common Stock
2021-06-01+26,126→ 188,915 total
Holdings
- 10,894
Stock Option (Right to Buy)
Exercise: $18.65From: 2015-05-30Exp: 2022-05-30→ Common Stock (10,894 underlying)
Footnotes (4)
- [F1]Shares forfeited under the terms of Mr. Lines' May 30, 2018 performance-vested restricted stock award.
- [F2]Shares forfeited under the terms of Mr. Lines' May 29, 2019 performance-vested restricted stock award.
- [F3]This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3.
- [F4]This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria.