EASTMAN KODAK CO·4

Feb 17, 4:31 PM ET

CONTINENZA JAMES V 4

4 · EASTMAN KODAK CO · Filed Feb 17, 2026

Research Summary

AI-generated summary of this filing

Updated

Eastman Kodak CEO James Continenza Receives Award; Shares Withheld

What Happened

  • James V. Continenza, Executive Chairman and CEO of Eastman Kodak Co. (KODK), was awarded 178,628 shares upon the vesting of performance-based restricted stock units (PSUs) on 2026-02-12 (122,549 shares and 56,079 shares; acquisition price reported as $0.00). To satisfy tax withholding obligations, 6,276 shares were withheld/disposed at $7.53 per share, generating proceeds of $47,259 (4,173 shares = $31,423 and 2,103 shares = $15,836). The award transactions were reported as exempt under Rule 16b-3.

Key Details

  • Transaction date: 2026-02-12 (reported on Form 4 filed 2026-02-17 — filing occurred 5 days after the transactions).
  • Awarded (A): 122,549 shares and 56,079 shares; Price reported for award: $0.00.
  • Withheld for taxes (F): 4,173 shares @ $7.53 ($31,423) and 2,103 shares @ $7.53 ($15,836); total withheld value ≈ $47,259.
  • Footnotes: F1/F3 — PSUs were granted on 3/26/2024 and 2/20/2025; the reported tranches vested 2/12/2026 and additional tranches remain subject to future vesting based on company performance. F2 — shares were withheld to satisfy tax withholding. Transactions were exempt under Rule 16b-3.
  • Shares owned after the transaction: Not specified in this filing.

Context

  • These transactions reflect PSU vesting (an award), not an open-market purchase or a voluntary sale. The withholding of shares to cover taxes is a common administrative action and should not be interpreted as an open-market sale signaling intent. The filing was submitted five days after the transaction date; under Section 16 timing rules, that is later than the typical two-business-day reporting window.

Insider Transaction Report

Form 4
Period: 2026-02-12
CONTINENZA JAMES V
DirectorExecutive Chairman and CEO
Transactions
  • Award

    Common Stock, par value $.01

    [F1]
    2026-02-12+122,5493,001,093 total
  • Tax Payment

    Common Stock, par value $.01

    [F2]
    2026-02-12$7.53/sh4,173$31,4232,996,920 total
  • Award

    Common Stock, par value $.01

    [F3]
    2026-02-12+56,0793,052,999 total
  • Tax Payment

    Common Stock, par value $.01

    [F2]
    2026-02-12$7.53/sh2,103$15,8363,050,896 total
Holdings
  • Restricted Stock Units

    [F4]
    Exercise: $0.00Common stock, par value $.01 (100,000 underlying)
    100,000
  • Restricted Stock Units

    [F5]
    Exercise: $0.00Common Stock, par value $.01 (196,336 underlying)
    196,336
  • Restricted Stock Units

    [F6]
    Exercise: $0.00Common Stock, par value $.01 (114,943 underlying)
    114,943
  • Restricted Stock Units

    [F7]
    Exercise: $0.00Common Stock, par value $.01 (163,613 underlying)
    163,613
  • Phantom Stock

    [F8]
    Exercise: $0.00Common Stock, par value $.01 (241,589 underlying)
    241,589
  • Stock Option (Right to Buy)

    [F9]
    Exercise: $4.53Exp: 2029-02-19Common Stock, par value $.01 (298,780 underlying)
    298,780
  • Stock Option (Right to Buy)

    [F9]
    Exercise: $6.03Exp: 2029-02-19Common Stock, par value $.01 (298,780 underlying)
    298,780
  • Stock Option (Right to Buy)

    [F9]
    Exercise: $12.00Exp: 2029-02-19Common Stock, par value $.01 (170,733 underlying)
    170,733
  • Stock Option (Right to Buy)

    [F9]
    Exercise: $4.53Exp: 2029-02-19Common Stock, par value $.01 (350,000 underlying)
    350,000
  • Stock Option (Right to Buy)

    [F9]
    Exercise: $6.03Exp: 2029-02-19Common Stock, par value $.01 (350,000 underlying)
    350,000
  • Stock Option (Right to Buy)

    [F9]
    Exercise: $12.00Exp: 2029-02-19Common Stock, par value $.01 (200,000 underlying)
    200,000
Footnotes (9)
  • [F1]These shares were awarded to Mr. Continenza upon the vesting of performance-based restricted stock units ("PSUs") granted to him on 3/26/2024 under the Company's Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. The first tranche vested on 2/20/2025, this second tranche vested on 2/12/2026 and the third tranche will vest over the next year, subject to the Company's achievement of certain financial criteria.
  • [F2]Shares withheld to cover tax withholding obligations on the vesting of PSUs.
  • [F3]These shares were awarded to Mr. Continenza upon the vesting of PSUs granted to him on 2/20/2025 under the Plan in a transaction exempt under Rule 16b-3. This first tranche vested on 2/12/2026 and the remaining two tranches will vest in substantially equal installments over the next two years, subject to the Company's achievement of certain financial criteria.
  • [F4]These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), will vest on 2/26/2026, except as otherwise provided in the award notice.
  • [F5]These RSUs will vest on 11/29/2026, except as otherwise provided in the award notice.
  • [F6]These RSUs will vest in substantially equal installments on each of 11/29/2026 and 11/29/2027, except as otherwise provided in the award notice.
  • [F7]These RSUs will vest in substantially equal installments on each of 11/29/2026, 11/29/2027 and 11/29/2028, except as otherwise provided in the award notice.
  • [F8]Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
  • [F9]This option is fully vested as of the date of this report.
Signature
/s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza|2026-02-17

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES