GRAHAM CORP·4

Jun 3, 4:31 PM ET

Malone Matthew 4

4 · GRAHAM CORP · Filed Jun 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Graham Corp (GHM) CEO Matthew Malone Receives RSUs; 730 Shares Withheld

What Happened

  • Matthew Malone, President, CEO and Director of Graham Corporation (GHM), had RSUs vest and received shares, and he received a separate RSU grant. On 6/2/2026, 2,540 restricted stock units (RSUs) converted into 2,540 common shares. To cover tax withholding, 730 of those shares were withheld (disposed) at $106.11 each, generating $77,460 in value. Net shares delivered to Malone from the vesting were 1,810. On 6/1/2026 he was additionally granted 6,036 RSUs (no cash exchanged).

Key Details

  • Transaction dates and prices:
    • 6/1/2026: Grant of 6,036 RSUs (A) — $0 exercise price (award).
    • 6/2/2026: Conversion of 2,540 RSUs into common shares (M) — $0 per share for conversion.
    • 6/2/2026: 730 shares withheld to satisfy tax withholding (F) at $106.11/share = $77,460.
  • Net shares received from the 6/2/2026 vesting: 1,810 shares (2,540 vested − 730 withheld).
  • Shares owned after the transactions: not specified in the filing.
  • Footnotes: RSUs convert one-for-one into common stock (F1). Shares were withheld to cover tax withholding upon vesting (F2). Vesting schedules described in footnotes: one-third vested 6/2/2026 with remaining installments in later years (F3–F5); the 6,036-RSU grant is under the 2020 Equity Incentive Plan and vests over future anniversaries (F4).
  • Timeliness: Form filed 2026-06-03 for transactions on 6/1–6/2/2026. Filing appears timely (no late-filing flag in the report).

Context

  • This was an RSU vesting and grant, not an open-market purchase or voluntary sale. The withholding of 730 shares to cover taxes is a routine, administrative "cashless" withholding upon vesting and does not necessarily indicate a change in insider sentiment. The 6,036-RSU award will vest per the plan schedule noted in the footnotes.

Insider Transaction Report

Form 4
Period: 2026-06-01
Malone Matthew
DirectorPresident and CEO
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-06-02+2,54057,297 total
  • Tax Payment

    Common Stock

    [F2]
    2026-06-02$106.11/sh730$77,46056,567 total
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F3]
    2026-06-022,5405,082 total
    Exercise: $0.00Common Stock (2,540 underlying)
  • Award

    Restricted Stock Units

    [F1][F4]
    2026-06-01+6,0366,036 total
    Exercise: $0.00Common Stock (6,036 underlying)
Holdings
  • Restricted Stock Units

    [F1][F5]
    Exercise: $0.00Common Stock (2,582 underlying)
    2,582
Footnotes (5)
  • [F1]These restricted stock units convert into common stock on a one-for-one basis ("RSUs").
  • [F2]Shares withheld to cover tax withholding obligations upon the vesting of RSUs.
  • [F3]One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.
  • [F4]These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.
  • [F5]These RSUs vest in substantially equal installments on each of 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.
Signature
/s/ Christina McLeod, Attorney-in-Fact for Matthew Malone|2026-06-03

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES