GRAHAM CORP·4

Jun 3, 4:32 PM ET

Zmyndak William H. 4

4 · GRAHAM CORP · Filed Jun 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Graham Corp (GHM) VP William H. Zmyndak Receives RSU Award

What Happened
William H. Zmyndak, Vice President & General Manager, Graham Manufacturing, was granted 1,026 restricted stock units (RSUs) on 2026-06-01. The award is reported as a derivative grant at $0.00 per share (no cash paid). These RSUs convert one-for-one into common shares when vested.

Key Details

  • Transaction date and type: 2026-06-01 — Award/Grant of 1,026 RSUs (code A).
  • Reported price: $0.00 (derivative grant); reported value $0 at grant.
  • Plan and exemption: Granted under the 2020 Graham Corporation Equity Incentive Plan; exempt under Rule 16b-3.
  • Vesting (per filing footnotes): RSUs convert 1:1 to common stock. Filing notes vesting generally one‑third on each of 6/1/2027, 6/1/2028 and 6/1/2029 (footnote F2). An additional vesting schedule in the filing (footnote F3) lists vesting of 1,319 RSUs on 3/24/2027, 1,319 RSUs on 3/24/2028 and 835 RSUs on 3/24/2029 (as described in the filing).
  • Shares owned after transaction: Not specified in the provided excerpt.
  • Timeliness: Transaction dated 6/1/2026 and Form 4 filed 6/3/2026 — appears timely (within Form 4 reporting window).

Context
This was an equity award, not an open‑market purchase or sale. RSUs are a form of deferred compensation: they only convert to actual shares if and when they vest per the stated schedule and any other award conditions. Grants under Rule 16b-3 are routine for insiders and do not by themselves indicate buying or selling sentiment.

Insider Transaction Report

Form 4
Period: 2026-06-01
Zmyndak William H.
VP & GM Graham Manufacturing
Transactions
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-06-01+1,0261,026 total
    Exercise: $0.00Common Stock (1,026 underlying)
Holdings
  • Restricted Stock Units

    [F1][F3]
    Exercise: $0.00Common Stock (3,473 underlying)
    3,473
Footnotes (3)
  • [F1]These restricted stock units convert into common stock on a one-for-one basis ("RSUs").
  • [F2]These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.
  • [F3]These RSUs will vest with respect to 1,319 RSUs on 3/24/2027, 1,319 RSUs on 3/24/2028 and 835 RSUs on 3/24/2029, except as otherwise provided in the award notice.
Signature
/s/ Christina McLeod, Attorney-in-Fact for William H. Zmyndak|2026-06-03

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES