GRAHAM CORP·4

Jun 3, 4:33 PM ET

Barber James J 4

4 · GRAHAM CORP · Filed Jun 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Graham (GHM) Director James J. Barber Converts RSUs, Receives Grant

What Happened

  • James J. Barber, a director of Graham Corporation (GHM), had 1,956 restricted stock units (RSUs) vest and convert into common stock on 6/2/2026; the Form 4 lists an acquisition of 1,956 shares at $0.00. The same filing also shows a same-day disposition entry for 1,956 shares at $0.00 (the report does not show cash sale proceeds).
  • Barber was also granted 905 RSUs on 6/1/2026 under the 2020 Graham Corporation Equity Incentive Plan (granted at $0.00, to vest later per the award terms).

Key Details

  • Transaction dates and types: 6/01/2026 — Grant (A) of 905 RSUs; 6/02/2026 — Conversion/Exercise (M) of 1,956 RSUs to common stock (acquired) and a same-day disposition entry for 1,956 shares.
  • Prices/values reported: $0.00 per share and $0 total for the reported entries.
  • Shares owned after transaction: Not specified in the supplied filing.
  • Footnotes: F1 — 1,956 RSUs vested on 6/2/2026 and converted one-for-one into common stock. F2 — 905 RSUs granted under the 2020 Equity Incentive Plan, vesting on 6/1/2027 and issued in a transaction exempt under Rule 16b-3.
  • Filing timeliness: Form filed 2026-06-03 (Period of Report 2026-06-01); no late filing indicated in the provided data.
  • Transaction codes: M = exercise/conversion of derivative (here, RSU conversion); A = award/grant.

Context

  • RSUs convert into common shares when they vest; such conversions are not market purchases and do not necessarily imply a cash outlay by the insider.
  • The Form 4’s same-day “disposed” line for 1,956 shares shows $0 value and does not report a market sale price; the filing and footnote focus on vesting/conversion rather than a cash sale.
  • Grants that vest in the future (the 905 RSUs) represent potential future ownership only after vesting and do not indicate immediate market activity.

Insider Transaction Report

Form 4
Period: 2026-06-01
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-06-02+1,95655,791 total
  • Exercise/Conversion

    Restricted Stock Units

    [F1]
    2026-06-021,9560 total
    Exercise: $0.00Common Stock (1,956 underlying)
  • Award

    Restricted Stock Units

    [F2]
    2026-06-01+905905 total
    Exercise: $0.00Common Stock (905 underlying)
Footnotes (2)
  • [F1]These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis.
  • [F2]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.
Signature
/s/ Christina McLeod, Attorney-in-Fact for James J. Barber|2026-06-03

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES