GRAHAM CORP·4

Jun 3, 4:34 PM ET

Gregorio Mauro 4

4 · GRAHAM CORP · Filed Jun 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Graham Corp Director Gregorio Mauro Receives RSU Award

What Happened

  • Gregorio Mauro, a director of Graham Corporation (GHM), was granted 905 restricted stock units (RSUs) on 2026-06-01. The Form 4 reports the acquisition as a derivative award at $0.00 per unit (no cash paid on grant). These RSUs convert into common stock on a one-for-one basis when they vest.

Key Details

  • Transaction date: 2026-06-01; Form 4 filed: 2026-06-03 (appears timely).
  • Price: $0.00 per RSU (award/grant), total reported cash paid = $0.
  • Shares owned after transaction: not specified in the filing.
  • Footnotes: F1/F2 state the RSUs convert 1-for-1 to common stock; some units vest on 9/2/2026 and others vest on 6/1/2027. Grant was made under the 2020 Graham Corporation Equity Incentive Plan and reported as exempt under Rule 16b-3.
  • Filing timeliness: not marked late; filed within the usual 2-business-day window after the transaction date.

Context

  • RSUs are a form of compensation, not an open-market purchase or sale. They only become actual shares if and when they vest; until then they’re a conditional right to future shares. Such grants are common as executive/director compensation and do not by themselves indicate a buy or sell decision in the market.

Insider Transaction Report

Form 4
Period: 2026-06-01
Transactions
  • Award

    Restricted Stock Units

    [F1]
    2026-06-01+905905 total
    Exercise: $0.00Common Stock (905 underlying)
Holdings
  • Common Stock

    1,200
  • Restricted Stock Units

    [F2]
    Exercise: $0.00Common Stock (936 underlying)
    936
Footnotes (2)
  • [F1]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027.
  • [F2]These restricted stock units, which convert into common stock on a one-for-one basis, vest on 9/2/2026, except as otherwise provided in the award notice.
Signature
/s/ Christina McLeod, Attorney-in-Fact for Mauro Gregorio|2026-06-03

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES