GRAHAM CORP·4

Jun 10, 4:29 PM ET

Malone Matthew 4

4 · GRAHAM CORP · Filed Jun 10, 2026

Research Summary

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Graham (GHM) CEO Matthew Malone Receives Award; Shares Withheld

What Happened Matthew Malone, President, CEO and Director of Graham Corporation (GHM), was awarded 8,619 shares on 6/8/2026 upon the vesting of performance-based restricted stock units (PSUs). The award is recorded as an acquisition (A) at $0.00 per share. To cover tax withholding obligations (code F), 2,477 of those shares were withheld/disposed at $95.34 per share, totaling $236,157. This issuance and withholding were made under the company’s equity plan and reported in a Form 4 filed 6/10/2026.

Key Details

  • Transaction dates: Award and withholding occurred on 2026-06-08; Form 4 filed 2026-06-10 (timely).
  • Prices and values: Awarded shares recorded at $0.00; 2,477 shares withheld at $95.34 each for $236,157.
  • Shares owned after transaction: Not specified in the disclosed summary.
  • Notable footnotes: F1 — PSUs vested based on performance over the three-year period ending 3/31/2026; F2 — shares withheld to satisfy tax withholding; F3 — these RSUs convert one-for-one into common stock. The transaction was exempt under Rule 16b-3.
  • Transaction codes: A = Award/Grant; F = Tax withholding (not an open‑market sale).

Context These were performance-based RSUs that vested (converted into common shares 1:1), not purchases or open-market sales. Withholding shares to meet tax obligations is a routine, administrative step (a form of cashless settlement) and does not necessarily reflect a decision to sell shares in the market. For investors, awards signal executive compensation delivery rather than a direct bullish or bearish trade.

Insider Transaction Report

Form 4
Period: 2026-06-08
Malone Matthew
DirectorPresident and CEO
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-08+8,61966,106 total
  • Tax Payment

    Common Stock

    [F2]
    2026-06-08$95.34/sh2,477$236,15763,629 total
Holdings
  • Restricted Stock Units

    [F3][F4]
    Exercise: $0.00Common Stock (1,291 underlying)
    1,291
  • Restricted Stock Units

    [F3][F5]
    Exercise: $0.00Common Stock (5,082 underlying)
    5,082
  • Restricted Stock Units

    [F3][F6]
    Exercise: $0.00Common Stock (6,036 underlying)
    6,036
Footnotes (6)
  • [F1]These shares were awarded to Mr. Malone upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026.
  • [F2]Shares withheld to cover tax withholding obligations upon the vesting of PSUs.
  • [F3]These restricted stock units convert into common stock on a one-for-one basis ("RSUs").
  • [F4]Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027.
  • [F5]One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028.
  • [F6]These RSUs vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029, except as otherwise provided in the award notice.
Signature
/s/ Christina McLeod, Attorney-in-Fact for Matthew Malone|2026-06-10

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES