MCCAULEY DAVID 4
4 · LSI INDUSTRIES INC · Filed Aug 28, 2006
Insider Transaction Report
Form 4
MCCAULEY DAVID
President - LSI Graphics
Transactions
- Award
Option to Buy
2006-08-24+20,000→ 20,000 totalExercise: $17.60Exp: 2016-08-24→ Common Shares (20,000 underlying) - Award
Common Shares
2006-08-24$17.97/sh+1,267$22,768→ 20,605 total
Holdings
- 20,000
Option to Buy
Exercise: $9.96Exp: 2014-10-27→ Common Shares (20,000 underlying) - 4,586
Common Shares
- 10,000
Common Shares
- 2,813
Option to Buy
Exercise: $11.68Exp: 2011-11-14→ Common Shares (2,813 underlying)
Footnotes (5)
- [F1]Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- [F2]Shares owned by David McCauley and held in escrow as security for certain liabilities and obligations pursuant to the agreements under which his company was acquired by LSI Industries Inc. As a registered owner of these shares, David McCauley has the power to vote the shares held in escrow but no authority to dispose of the shares. The shares are to be released from escrow under the terms of the agreements.
- [F3]Options granted pursuant to the Company's Incentive Stock Option Plans November 14, 2001. Options vest 25% a year commencing on the first anniversary of the date of grant.
- [F4]Options granted vest on the anniversary of the grant date, 25% per year, cumulative, beginning October 27, 2005.
- [F5]The options vest in equal annual amounts of 25% per year beginning on August 24, 2007.