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4//SEC Filing

MCCAULEY DAVID 4

Accession 0000892251-06-000561

CIK 0000763532other

Filed

Aug 27, 8:00 PM ET

Accepted

Aug 28, 3:28 PM ET

Size

11.6 KB

Accession

0000892251-06-000561

Insider Transaction Report

Form 4
Period: 2006-08-24
MCCAULEY DAVID
President - LSI Graphics
Transactions
  • Award

    Option to Buy

    2006-08-24+20,00020,000 total
    Exercise: $17.60Exp: 2016-08-24Common Shares (20,000 underlying)
  • Award

    Common Shares

    2006-08-24$17.97/sh+1,267$22,76820,605 total
Holdings
  • Option to Buy

    Exercise: $9.96Exp: 2014-10-27Common Shares (20,000 underlying)
    20,000
  • Common Shares

    4,586
  • Common Shares

    10,000
  • Option to Buy

    Exercise: $11.68Exp: 2011-11-14Common Shares (2,813 underlying)
    2,813
Footnotes (5)
  • [F1]Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
  • [F2]Shares owned by David McCauley and held in escrow as security for certain liabilities and obligations pursuant to the agreements under which his company was acquired by LSI Industries Inc. As a registered owner of these shares, David McCauley has the power to vote the shares held in escrow but no authority to dispose of the shares. The shares are to be released from escrow under the terms of the agreements.
  • [F3]Options granted pursuant to the Company's Incentive Stock Option Plans November 14, 2001. Options vest 25% a year commencing on the first anniversary of the date of grant.
  • [F4]Options granted vest on the anniversary of the grant date, 25% per year, cumulative, beginning October 27, 2005.
  • [F5]The options vest in equal annual amounts of 25% per year beginning on August 24, 2007.

Issuer

LSI INDUSTRIES INC

CIK 0000763532

Entity typeother

Related Parties

1
  • filerCIK 0001229883

Filing Metadata

Form type
4
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 3:28 PM ET
Size
11.6 KB