4//SEC Filing
THOMAS SAMUEL F 4
Accession 0000892553-17-000078
CIK 0000892553other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 11:25 AM ET
Size
16.0 KB
Accession
0000892553-17-000078
Insider Transaction Report
Form 4
THOMAS SAMUEL F
DirectorChairman, CEO and President
Transactions
- Exercise/Conversion
Common Stock
2017-11-30$30.95/sh+18,950$586,503→ 176,300 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-11-30−18,950→ 0 totalExercise: $30.95Exp: 2018-01-02→ Common Stock (18,950 underlying)
Holdings
- 54,000(indirect: By Trust)
Common stock, par value $0.01 per share
- 46,000(indirect: By Trust)
Common stock, par value $0.01 per share
- 48,020(indirect: By Trust)
Common stock, par value $0.01 per share
- 28,275(indirect: By Spouse)
Common stock, par value $0.01 per share
- 36,000(indirect: By Trust)
Common stock, par value $0.01 per share
Footnotes (7)
- [F1]28,904, 24,934, and 5,756 shares of the total amount beneficially owned were granted on January 3, 2017, January 4, 2016, and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
- [F2]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
- [F3]Held by trusts for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trusts' shares for purposes of Section 16 or for any other purpose.
- [F4]Held by trust, with spouse as trustee, for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
- [F5]Held by trust for the benefit of the reporting person's family members, including his spouse. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
- [F6]Held by trust for the benefit of the reporting person's family members, including the reporting person.
- [F7]These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
Issuer
CHART INDUSTRIES INC
CIK 0000892553
Entity typeother
Related Parties
1- filerCIK 0001266362
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 11:25 AM ET
- Size
- 16.0 KB