THOMAS SAMUEL F 4
4 · CHART INDUSTRIES INC · Filed Jan 4, 2018
Insider Transaction Report
Form 4
THOMAS SAMUEL F
DirectorChairman, CEO and President
Transactions
- Tax Payment
Common stock, par value $0.01 per share
2018-01-02$48.39/sh−1,440$69,682→ 174,860 total - Tax Payment
Common stock, par value $0.01 per share
2018-01-03$50.99/sh−2,294$116,971→ 172,566 total
Holdings
- 54,000(indirect: By Trust)
Common stock, par value $0.01 per share
- 46,000(indirect: By Trust)
Common stock, par value $0.01 per share
- 28,275(indirect: By Spouse)
Common stock, par value $0.01 per share
- 48,020(indirect: By Trust)
Common stock, par value $0.01 per share
- 36,000(indirect: By Trust)
Common stock, par value $0.01 per share
Footnotes (8)
- [F1]The reporting person surrendered 1,440 shares subject to the restricted share unit award, to satisfy tax withholding liabilities associated with the award, in an exempt transaction under Rule 16b-3
- [F2]The reporting person surrendered 2,294 shares subject to the restricted share unit award, to satisfy tax withholding liabilities associated with the award, in an exempt transaction under Rule 16b-3
- [F3]19,038 and 24,934 shares of the total amount beneficially owned were granted on January 3, 2017 and January 4, 2016, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
- [F4]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
- [F5]Held by trusts for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trusts' shares for purposes of Section 16 or for any other purpose.
- [F6]Held by trust, with spouse as trustee, for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
- [F7]Held by trust for the benefit of the reporting person's family members, including his spouse. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
- [F8]Held by trust for the benefit of the reporting person's family members, including the reporting person.